0001 1 VOLUME I PAGES 1-99 2 EXHIBITS: Per Index 3 4 5 IN THE COURT OF COMMON PLEAS CUYAHOGA COUNTY, OHIO 6 7 CAESAR C. DAILEY, etc. ) CASE NO. 8 Plaintiff ) CV-07-629950 ) 9 -vs- ) JUDGE DANIEL GAUL ) 10 OHIO PERMANENTE MEDICAL ) GROUP, INC., et al. ) 11 Defendants ) 12 * * * * * * * 13 14 DEPOSITION OF ROBERT YOUNG, M.D., a 15 witness called on behalf of the Plaintiff, 16 pursuant to Rule 30 of the Ohio Rules of Civil 17 Procedure, before Mary E. Rinne, Registered 18 Professional Reporter and Notary Public for 19 the Commonwealth of Massachusetts, at the 20 Massachusetts General Hospital, Department of 21 Pathology, 55 Fruit Street, Warren Building, 22 2nd Floor, Boston, Massachusetts, on Monday, 23 April 6, 2009, commencing at 1:49 p.m. 24 25 0002 1 APPEARANCES: 2 BECKER & MISHKIND CO., L.P.A. 3 Skylight Office Tower 4 1660 West 2nd Street, Suite 660 5 Cleveland, Ohio 44113 6 BY: Howard D. Mishkind, Esquire 7 Tel: 216.241.2600 8 Fax: 216.241.5757 9 E-mail: hmishkind@beckermishkind.com 10 On behalf of the Plaintiff. 11 12 BUCKINGHAM, DOOLITTLE & BURROUGHS, L.L.P. 13 One Cleveland Center - 17th Floor 14 1375 E. 9th Street 15 Cleveland, Ohio 44114 16 BY: Dirk E. Riemenschneider, Esquire 17 Tel: 216.615.7325 18 Fax: 216.615.3044 19 E-mail: driemenschneider@bdblaw.com 20 On behalf of the Defendants. 21 22 23 24 25 0003 1 I N D E X 2 DEPONENT: PAGE 3 ROBERT YOUNG, M.D. 4 Examination by Mr. Mishkind 4 5 6 7 8 9 10 E X H I B I T S 11 NO. DESCRIPTION PAGE 12 1 Curriculum Vitae of Robert 4 Young, M.D. 13 2 Report of Dr. Robert Young 4 14 sent to Mr. Riemenschneider 4/14/08 15 3 Report of Dr. Robert Young 4 16 sent to Mr. Riemenschneider 4/20/08 17 18 (Exhibits attached to original transcript) 19 20 21 22 23 24 25 0004 1 P R O C E E D I N G S 2 (Exhibit Nos. 1-3 premarked for 3 identification) 4 * * * * * * * 5 ROBERT YOUNG, M.D., 6 having been satisfactorily 7 identified and duly sworn, 8 testifies as follows to 9 EXAMINATION BY MR. MISHKIND: 10 Q. Good afternoon, Doctor. How are you? 11 A. Good afternoon. 12 Q. Would you please state your name for the 13 record? 14 A. Robert Henry Young. 15 Q. Dr. Young, my name is Howard Mishkind. Nice 16 to meet you, sir. 17 A. Nice to meet you. 18 Q. You have been identified as one of the experts 19 on behalf of Ohio Permanente, and that is why 20 I've traveled to Boston to meet you and to ask 21 you some questions relative to the opinions 22 that you hold. Okay? 23 A. Yes. 24 Q. I know you've had your deposition taken 25 before, but you and I have never met before, 0005 1 have we? 2 A. Correct, we have not. 3 Q. Let me just give you a couple requests at the 4 beginning. Hopefully it will help us move 5 along during the course of the deposition. 6 If my questioning is confusing in any 7 respect, tell me and I will attempt to 8 rephrase the question. Don't answer it unless 9 you're certain that you are following what I'm 10 trying to get across. Okay? 11 A. Fine. 12 Q. I will wait until you have finished an answer. 13 I will not interrupt you. If you feel that 14 you need to explain something, I won't limit 15 you to simply providing me with a yes or a no. 16 Okay? 17 A. Fine. 18 Q. Also, if I'm in the middle of one of my 19 questions, wait until I'm done just so that we 20 don't have an overlap. 21 A. Fine. 22 Q. Thank you, sir. Before the deposition 23 started, I had a chance to review your file, 24 and I see that you have a number of medical 25 records concerning Lillian Dailey as well as 0006 1 the autopsy from the coroner's office. You 2 have portions of the Cleveland Clinic records. 3 And I believe you have Dr. McLellan's report 4 and his deposition. 5 A. Correct. 6 Q. And I'm just sort of summarizing what you have 7 there because there's a number of volumes, but 8 these are medical records of Lillian Dailey. 9 Correct? 10 A. Yes. 11 Q. Aside from the medical records of Lillian, the 12 autopsy, Dr. McLellan's report and his 13 deposition and the slides that you referenced 14 in your reports, do you have any other 15 material today? 16 A. Well, I mean, in here are just one or two 17 letters on the Buckingham Doolittle Burroughs 18 letterhead, you know, saying, Enclosed are..., 19 stuff like that. And it's all available 20 through Lancet. 21 Q. Sure. 22 A. An e-mail. So basically nothing other than 23 procedural paperwork, I guess you could say. 24 Q. Very good. And I see that it had to do with 25 scheduling and things of that nature. But 0007 1 substantively, there is no additional material 2 here that relates to the Lillian Dailey case. 3 Correct? 4 A. Correct. 5 Q. There are two experts that have been 6 identified by the defense, Dr. Jamieson down 7 in Cincinnati and Dr. -- I believe his name is 8 Barter in Maryland. Have you seen either of 9 their reports? 10 A. I don't believe so. 11 Q. Aside from perhaps e-mails that may have been 12 sent to you concerning the scheduling of this 13 deposition, some of which -- some of them 14 being printed out here, is there anything that 15 you did not bring to this -- to your office 16 with you today that relates to Lillian 17 Dailey's case? 18 A. To the absolute best of my knowledge, no. 19 Q. You did that very well even though you had the 20 candy bar in your mouth. 21 Doctor, I have marked for 22 identification several items. And I'd like to 23 take care of quick housekeeping. 24 Exhibit 1 I have marked, which is 25 your CV. The copy that I have is 72 pages. 0008 1 Would you take a look and see whether this is 2 current? And if it isn't -- well, let's 3 figure out first whether it's current. 4 (Witness reviews CV) 5 A. It's current in any fair material way, meaning 6 by that, one or two of these papers, as it 7 says here, have actually appeared. But, I 8 mean, none of them has any relevance to the 9 matter at hand. 10 One doesn't update one's CV every 11 week or every month, otherwise it would just 12 be kind of silly. So it is a recent 13 curriculum vitae which represents my career to 14 date in a fair way. 15 Q. Thank you, sir. You'd be surprised. A lot of 16 people do update their CVs on a weekly basis. 17 But how recent would you say this was 18 in terms of when you -- 19 A. A few months ago, I guess. 20 Q. Fair enough. Okay. Exhibit 1 and -- I'm 21 sorry, Exhibit 2 and Exhibit 3, are these the 22 two reports that you wrote to 23 Mr. Riemenschneider relative to your review in 24 this case? 25 A. Yes, I know there were two because we reviewed 0009 1 them beforehand, Mr. Riemenschneider and 2 myself, and these look like they. 3 Q. Have you written any other letters reflecting 4 any opinions in this case? 5 A. No. 6 Q. Do those two reports essentially summarize the 7 opinions that you have as it relates to this 8 particular case? 9 A. Yes, I think they do. 10 Q. Thank you, sir. 11 You know Dr. McLellan? 12 A. Yes. 13 Q. How do you know him, sir? 14 A. Well, I just know he's a well-known 15 gynecologic oncologist. I mean, I know him 16 professionally, let's put it that way. I 17 mean, I know who he is. If he walked by here 18 today, I don't know that I'd necessarily 19 recognize him facially. 20 He's one of a number gynecologic 21 oncologists whose names are known to 22 pathologists. That's the simplest way I can 23 put it. 24 Q. That's fine. The reason I ask that is because 25 he acknowledged knowing you in the deposition 0010 1 and, in fact, had indicated that at times he's 2 sent some slides to your office for a second 3 opinion. 4 But I think what you just told me is 5 you don't know -- you don't recall ever having 6 actually met him in person? 7 A. Well, I think I have. I mean, I'm just saying 8 I wouldn't recognize him if he walked in here, 9 I'm pretty sure, because it's been at least 10 several years. 11 Q. Fair enough. In terms of the opinions that 12 you have in this case that we're going to talk 13 about -- 14 A. Mm-hmm. 15 Q. -- was there any material that you asked for 16 but were not able to be provided? 17 A. I do not believe so. 18 Q. Did you maintain any notes as you were 19 reviewing the case? 20 A. I do not believe so. 21 Q. Do you create notes either on the computer or 22 handwritten when you review a case? 23 A. I use the computer as little as possible, 24 number one. I'm rather old-fashioned and not 25 computer savvy to more than a minimal degree. 0011 1 I mean, there would be situations in which I 2 would make notes. I don't remember making 3 notes in this case. And certainly when I 4 pulled the material, I did not find any notes. 5 Q. Fair enough. 6 A. And I'm not hiding anything from you. 7 Q. I'm not suggesting that you are. 8 A. No, I know you're not. But I'm just saying, I 9 wouldn't never make notes. I do not believe I 10 made notes in this case. 11 Q. Okay. That's all I can ask. Sometimes people 12 make notes. They may make them on a portion 13 of a record, they may make them on a portion 14 of the autopsy or write them on a pad of 15 paper. 16 But in this particular case, your 17 review subsequently led to the preparation of 18 your two reports and you have no -- nothing in 19 a draft form or a written form that would -- 20 A. There is nothing I have not pulled for you 21 because I've done this sort of thing before. 22 Q. Sure. I know that. 23 A. And there could conceivably, in contrast to my 24 memory, somewhere in here be something that 25 says 17 slides labeled, which is just my way 0012 1 of recording the number of slides. If there 2 are, I didn't come across them today, let's 3 put it that way. 4 Q. Fair enough. Did you review any literature 5 for purposes of this case? 6 A. No. 7 Q. Did you review any literature for purposes of 8 preparing either of your reports? 9 A. No. 10 Q. Did you review any literature for purposes of 11 preparing for the deposition today? 12 A. No. 13 Q. Is there any literature that you are relying 14 upon to support any of the opinions that you 15 have as it relates to uterine sarcoma? And 16 obviously that's what we're here to talk 17 about. 18 A. I'm relying on my knowledge of uterine 19 sarcomas. 20 Q. But no specific journal article that would -- 21 A. I'm relying on the established body of 22 knowledge which exists which incorporates my 23 experience with many sarcomas of the uterus 24 and no specific -- no specific paper. I have 25 not looked at a single paper specifically 0013 1 related to this matter during anytime I've 2 been working on this matter. 3 Q. Okay. And for that matter, is it fair to say 4 that it's unnecessary for you to refer to any 5 literature on this particular subject matter 6 in order to confirm the opinions that you hold 7 in this case? 8 A. That is correct. 9 Q. I know you are the editor of a number of 10 books, including the Atlas of Clinical 11 Oncology on uterine cancer. 12 A. Mm-hmm. 13 Q. Correct? 14 A. Yes. 15 Q. And there is a chapter in that book by 16 Dr. Krasner and Dr. -- K-r-a-s-n-e-r -- and 17 Dr. Seeden (phonetic) or Dr. Seiden -- 18 A. Seiden. 19 Q. S-e-i-d-e-n -- on treatment of uterine 20 sarcomas. 21 Do you find that chapter in the book 22 that you are an editor of to be a reasonably 23 reliable resource as it relates to 24 evidence-based writings on the treatment of 25 uterine sarcoma? 0014 1 A. I have no reason to think that chapter is any 2 more authoritative than countless other 3 chapters. 4 Q. Okay. Is it any less authoritative in your 5 opinion? 6 A. I haven't reviewed it to compare it with other 7 contributions. 8 Q. Certainly you wouldn't want to have a chapter 9 in one of your own books that you considered 10 to be unreliable in terms of its content, 11 would you? 12 A. No. But, I mean, there are countless chapters 13 on topics like this. 14 Q. Sure. 15 A. But I do not -- even though I'm an editor of 16 the book, I'm not arrogant enough to hold out 17 that that particular chapter in that book is 18 necessarily any better than countless others. 19 I hope it's not much inferior to many others, 20 but I have no to reason to think it's 21 necessarily superior. 22 And I'm sure like most writings, 23 there are -- including my own writings, there 24 are imperfections of grammar and comments that 25 I might or might not disagree with and so on 0015 1 and so forth. 2 Q. If we put aside grammar issues -- and I'm not 3 suggesting that you would be so arrogant to 4 suggest that there might be articles that are 5 more or less reliable -- but do you know of 6 any other chapters in this particular book on 7 the treatment of uterine sarcomas other than 8 Chapter 16? 9 A. I haven't reviewed the table of contents 10 lately, but I assume there's probably only 11 one. But, I mean, I haven't reviewed the 12 table of contents. 13 Q. Fair enough. Have you reviewed at any time 14 Dr. McLellan's writings on uterine sarcomas? 15 A. No. 16 Q. Are you aware of the fact that he is a 17 gynecological oncologist? 18 A. Yes. 19 Q. And are you aware of the fact that he has 20 written, even though you may not have reviewed 21 his material, that he has written on uterine 22 sarcomas? 23 A. I would not be surprised that he has written 24 on the topic. 25 Q. But for purposes, the very least of this case, 0016 1 you have not reviewed his literature. 2 Correct? 3 A. Correct. 4 Q. Okay. Doctor, to save some time, in your CV 5 are there any publications that you have 6 authored or coauthored that relate to the 7 topic of uterine sarcomas? 8 A. Yes. 9 Q. Could we go off the record for a second and 10 just have you perhaps -- 11 A. Did you say the treatment of uterine sarcomas? 12 Q. Well, you don't treat uterine sarcomas. 13 A. No, I know. So what was your question? Was 14 it on the treatment of uterine sarcomas or -- 15 Q. Well, on the topic of uterine sarcomas. 16 A. Oh, the topic, yeah. On the topic, yes. On 17 the pathology of, yes. 18 Q. I mean, you've never treated or managed a 19 patient's uterine sarcoma from a clinical 20 standpoint. Correct? That's not what you do 21 as a pathologist. True? 22 A. I mean, as a pathologist, you make decisions 23 that impact on treatment by one's pathologic 24 diagnoses. And there probably have been 25 situations in which my comments on the 0017 1 pathology have had a direct bearing on the 2 treatment. 3 But I have not been the one who has 4 specifically made the decision that a patient 5 should be treated one way or the other. 6 That's the simplest way I can put it. 7 Q. And that's fine. And in terms of the 8 management of a patient that has uterine 9 sarcoma, you wouldn't be the specialist that 10 would be providing the medical management of 11 that patient. Correct? 12 A. Correct. 13 Q. And you wouldn't be the one that would be 14 providing the surgical management of that 15 patient. Correct? The surgical in terms of 16 doing an operation. 17 A. Correct. 18 Q. That's outside your area of practice. True? 19 A. Correct. 20 Q. Okay. Now, what I'd like to do is hand you 21 the CV. And topics that relate to uterine 22 sarcoma, if you could perhaps with that red 23 pen -- we'll go off the record for as long as 24 necessary. 25 (Witness reviews CV) 0018 1 (Discussion off the record) 2 Q. Doctor, thank you for taking the time to look 3 through. 4 A. Okay. 5 Q. And before we went back on the record, you 6 indicated that in the right-hand margin with a 7 red pen you've checked off three publications 8 that would touch on the topic of uterine 9 sarcomas. Is that correct? 10 A. Yes. 11 Q. Okay. Without taking the time to look through 12 this, have you given presentations on the 13 topic of uterine sarcomas? 14 A. Yes. As part of a discussion of uterine 15 tumors in general. 16 Q. Okay. And are they reflected in your 17 presentations? 18 A. I don't -- 19 Q. The topic of uterine sarcomas as a subset of 20 uterine -- 21 A. Yeah, that's why I said yes. 22 Q. Okay. So the three that you checked, do they 23 encompass or the three that you checked were 24 they just solely related exclusively to 25 uterine sarcomas? 0019 1 A. Well, you first of all asked me about 2 papers -- 3 Q. Right. 4 A. -- and then you asked me about presentations, 5 which of course are different topics. So 6 you're confusing the issue here. 7 Q. I'm not attempting to confuse you. That's 8 why, remember I said, if I do confuse 9 something, you tell me. Every once in a 10 while, I state something that's confusing. 11 There are presentations in addition 12 to your publications? 13 A. Yes. As I said a minute ago, yes. 14 Q. Okay. Actually, it was less than a minute 15 ago, but who's counting. 16 A. It seems longer. 17 Q. All right. Time flies when you're not having 18 fun. Right? 19 A. Yeah. 20 Q. When's the last time that you gave a 21 presentation that had the topic of uterine 22 sarcomas included in the presentation? 23 A. I don't remember exactly. Probably within the 24 last two years. 25 Q. Do you use a PowerPoint when you do your 0020 1 presentation? 2 A. Yes. 3 Q. Do you maintain the PowerPoint on your 4 computer that has the material on uterine 5 sarcomas? 6 A. No. 7 Q. Where would that material be once you -- 8 A. It would be in our department computer system. 9 Q. Okay. If we look at your CV under Seminars, 10 Courses and Presentations -- 11 A. Uh-huh. 12 Q. -- would that be -- I just want to try to get 13 to the area of your CV that reflects 14 presentations. 15 A. Okay. So the specific question is? I 16 don't -- I mean, I give countless 17 presentations to residents and other people. 18 I mean, I don't -- you know, something has to 19 be of a certain substance to be reflected in 20 my curriculum vitae, otherwise it would use up 21 a few more trees. 22 Q. Here's my question, just to make it real 23 simple. 24 A. Like any educator, I give many talks to 25 trainees about pathology. It would not be the 0021 1 custom to put those in one's curriculum vitae. 2 Q. Okay. Doctor, let me state my question again. 3 In looking at the CV -- and obviously you know 4 this document far better than I do, and I will 5 tell you it's very impressive and I'm not 6 saying that, other than to state a truism. 7 Can you, by looking at your CV, tell 8 me when would the last presentation that you 9 would have given that would have included, not 10 necessarily been exclusive to but included the 11 topic of uterine sarcomas? 12 A. No. 13 Q. All right. But you do use PowerPoints. It's 14 not in this office, but it is available 15 somewhere in the department. If one were to 16 request the production of that PowerPoint, 17 would it be something that you could do? 18 A. Of course, it's humanly possible. I can't see 19 what point there would be in it other than a 20 total waste of everyone's time. It would be 21 humanly possible, yes. 22 Q. Okay. Well, let me be the judge of whether or 23 not it's totally a waste of time. It's 24 something that if requested you could do 25 without too much of a problem? 0022 1 A. Well, I'd have to ask Mr. Riemenschneider if 2 it seems to be -- and whether the hospital 3 would allow me or not, I don't know. 4 Q. Okay. All right. I will follow up with 5 Mr. Riemenschneider with a request. But what 6 you're telling me is that assuming he doesn't 7 handcuff you and say, Don't produce -- 8 A. Well, I can't release hospital material 9 without first -- and he doesn't have control 10 of the hospital material. 11 MR. RIEMENSCHNEIDER: I don't have 12 the authority on that. 13 Q. All right. Well, assuming that there isn't 14 any -- 15 A. You might have to subpoena the hospital. It's 16 up to you if you want to go to that waste of 17 time. 18 Q. Doctor, let's not talk over each other. 19 Remember, I had mentioned that at -- 20 A. Well, you're bringing in material which is 21 over and above anything I've ever been asked 22 before. 23 Q. I appreciate that, and I may be asking 24 something of you that you've never been asked 25 before. I doubt it. But even if I have 0023 1 been -- Doctor, let me finish, please. Don't 2 interrupt me. Let me finish. I won't 3 interrupt you when you're talking. 4 If it's possible to produce the 5 PowerPoints without some restriction from the 6 hospital and Mr. Riemenschneider indicates 7 that it's okay, will you do so? 8 A. I'll have to consider it. 9 Q. You'll have to consider it? 10 A. Yeah. 11 Q. Okay. And what would be the circumstances 12 under which you wouldn't produce it? 13 A. If it's not relevant, then I can't do it. 14 Q. Doctor, with all due respect, the relevancy is 15 not to be determined by you in the course of 16 this litigation. If you have a PowerPoint 17 that has something on uterine sarcoma, 18 actually it would ultimately be the judge that 19 would determine whether it's relevant. 20 A. Well, you can take it to the judge then. 21 Q. Okay. But I would ask you to make it 22 available so that we have it, the lawyers have 23 it in our possession. Will you do that? 24 MR. RIEMENSCHNEIDER: Objection. Go 25 ahead. 0024 1 A. I can't answer that. I'm not gonna answer the 2 question. 3 Q. Why? 4 A. Because it's an unreasonable request. And I 5 am a reasonable person, not an unreasonable 6 person. 7 Q. Doctor, and I am a reasonable person, too. 8 I'm just asking -- 9 A. Well, you're not being reasonable right now. 10 Q. Doctor, please don't interrupt me. 11 A. No, I -- 12 Q. Doctor, please don't interrupt me. Let me 13 finish. 14 A. You interrupted me. 15 Q. Doctor, let me finish. Under what 16 circumstance would it not be -- would you not 17 produce a PowerPoint on uterine sarcoma? 18 Because you would determine that it wasn't 19 reasonable -- that it wasn't relevant? 20 A. I will produce it on the request of a judge. 21 Q. Okay. Absent an order by a judge on uterine 22 sarcoma, what you're telling me is that you 23 will not produce it? 24 A. I do not have the authority to, at your 25 request, produce what I consider protected 0025 1 material of the Massachusetts General 2 Hospital/myself. 3 Q. Doctor, in the material that you had on top of 4 the records was the -- I think a page or two 5 of the pathology from the Cleveland Clinic 6 when Lillian had her hysterectomy. And there 7 are a couple lines -- a couple sections that 8 are underlined. Is that your underlining? 9 A. Presumably so. 10 Q. It's in red ink. Would you just read the 11 words that are underlined? 12 A. One word -- or two words say "subserosal 13 leiomyoma." The next say "unremarkable 14 white-tan firm whorled tissue." 15 Q. Was there any significance to your underlining 16 those words as it relates to this case? 17 A. I can only assume I was at the time just 18 reflecting on the fact that there was a mass 19 of a much larger size that obviously equates 20 to the sarcoma of the patient, and that that 21 separate mass equates to the small leiomyoma 22 also itemized in the pathology report. 23 Q. I just didn't see any other areas in the 24 pathology report that were underlined, and I 25 just wanted to know whether there was a reason 0026 1 that you would underline those words as 2 opposed to any others. 3 A. I just told you what would be the reasonable 4 reason. 5 Q. Okay. And that's what you believe to be the 6 reason that you underlined it? 7 A. Correct. 8 Q. Okay. Thanks. 9 MR. MISHKIND: Off the record. 10 (Discussion off the record) 11 Q. Doctor, I want to ask you -- before we get 12 into the substance of the opinions that you 13 hold in this case, I want to ask you about 14 your prior testifying experience. I know that 15 you have given deposition testimony 16 previously. 17 Can you tell me whether you have ever 18 testified in a deposition or at trial in a 19 case involving a uterine sarcoma? 20 A. I think I did once. 21 Q. When was that, sir? 22 A. I don't remember exactly because it's not 23 committed to memory obviously. Sometime 24 within the last ten years. 25 Q. Was that a Massachusetts case or was that 0027 1 outside of the state -- 2 A. I don't remember. 3 Q. Do you remember the name of the patient? 4 A. No. 5 Q. Do you remember the name of the hospital? 6 A. No. 7 Q. Do you remember the name of the lawyer that 8 you were working for? 9 A. No. 10 Q. Do you remember whether it was a plaintiff or 11 a defense case? 12 A. It was a defense case as I remember it. 13 Q. And other than that case that you recall about 14 ten years ago, have you ever -- 15 A. No, I didn't say about ten years ago, I said 16 within the last ten years. 17 Q. Within the last ten years, I'm sorry. Within 18 the last ten years, excluding that case, have 19 you been an expert by way of deposition or 20 trial testimony in any uterine sarcoma cases 21 other than that case and now the Dailey case? 22 A. That's the only other one I remember. 23 Q. Okay. What about writing reports in any other 24 cases besides this case and being involved in 25 that other case? 0028 1 A. If there are others, I don't remember them. 2 Q. Have you ever been involved in any case in 3 federal court where you had to provide what's 4 known as a Rule 26 disclosure statement? 5 A. I don't know what a Rule 26 disclosure 6 statement is. 7 Q. Where you had to identify the lawyers that 8 you've worked for, the names of the cases and 9 anything along those lines. 10 A. That has not happened. 11 Q. Okay. Are you still doing approximately 12 85 percent in terms of your expert review and 13 testimony on behalf of the defense? 14 A. Where did you get that figure? 15 Q. From a previous deposition. 16 A. I don't keep a tally, but that sounds a 17 ballpark -- that figure sounds roughly 18 correct. So I guess that's why I gave it 19 before. But it could have been 90/10 or 20 85/15. 21 Q. How many cases have you reviewed -- or how 22 many cases are you serving as an expert 23 currently in the year 2009 that you have open, 24 if you will? 25 A. Gee, it's hard to say because, I mean, some of 0029 1 these things you got a letter or some 2 communication in year one and it drags on 3 forever as they tend to do. My best estimate 4 might be that there are about ten cases that 5 one could reasonably consider active where my 6 name is associated with them. 7 Q. When is the last time that you testified in a 8 courtroom? 9 A. I mean, I don't remember most of this stuff. 10 I don't remember exactly. I'm sure within the 11 last two years. I literally just don't 12 remember. It's happened on a number of 13 occasions. 14 When the last time was? I know I was 15 down at Plymouth, it seems about two years 16 ago, maybe three years ago. I don't -- almost 17 certainly not within the last six months, 18 otherwise I hope I'd remember. So other than 19 that, I can't really say. 20 Q. When's the last time you gave a deposition, 21 sir? 22 A. Oh, probably within the last six months. 23 Q. In terms of the course of a year, on average, 24 how many times are you asked to give a 25 deposition and supportive opinions in a 0030 1 med-mal case? 2 A. I would say about four times a year. 3 Q. You've worked on cases in the state of Ohio at 4 the request of attorneys before this case. 5 True? 6 A. If you've looked that up and that's what the 7 record shows, so be it. I don't remember. I 8 don't keep a tally of state for state and so 9 forth. 10 Q. You don't remember testifying in a case just 11 the end of 2007 on behalf of a law firm in 12 Cleveland? 13 A. Again, I mean, it may or may not surprise you 14 because I'm not a lawyer. You're a lawyer, 15 I'm a doctor looking at cases of patients. I 16 don't remember what state these people are 17 from. I mean, lawyers fly in and, I mean, I 18 don't -- I'm a very busy person looking at 19 thousands of cases. So where lawyers are from 20 is one of the furthest things from my mind. 21 Q. Doctor, I -- 22 A. I highly likely have looked at the case in as 23 much as you seem to have investigated the 24 matter, but under oath I am telling you I do 25 not specifically remember that there was a 0031 1 case from Ohio. But there most likely was a 2 case from Ohio. 3 Q. Do you remember being cross-examined over the 4 telephone by Chris Melino in the case of 5 Ramirez v. Lakewood OB/GYN where an Attorney 6 Mingus was present with you? 7 A. Those names ring a bell, yeah. 8 Q. And you were working for Attorney Tom Kilbane 9 from the Reminger law firm. Does that ring a 10 bell at all to you? 11 A. The first two names ring a bell. The name of 12 Mr. Kilbane does not ring a bell. 13 Q. Fair enough. That particular case, Ramirez v. 14 Lakewood OB/GYN, your deposition was taken 15 over the phone by Mr. Melino. Mr. Mingus was 16 here. You had talked with Mr. Kilbane before 17 the deposition. Do you remember whether you 18 ever testified at trial in that case in 19 Cleveland? 20 A. If I barely remember the case, I'm sure I'm 21 not gonna remember whether I testified at 22 trial. So I don't believe I testified at 23 trial. 24 Q. Can you tell me whether you have ever 25 testified in the state of Ohio on behalf of a 0032 1 patient or the family of a patient that was 2 bringing a medical negligence case? 3 A. You mean I went to Ohio and testified? 4 Q. We'll start it that way, sir. 5 A. I don't remember it. 6 Q. And since the great state of Ohio is 7 memorable, I presume that if you've come to 8 the state of Ohio and testified in a 9 courtroom, you would probably remember at 10 least in the last -- 11 A. Oh, I don't know about that. 12 Q. I remember when I come to Boston. 13 A. Well, you're a lawyer. I'm not a lawyer. 14 You're practicing your primary profession. 15 This isn't my primary profession. 16 Q. Well, that's okay. You don't do this that 17 often and obviously you have a good mind. So 18 I would presume that if you've traveled to 19 Ohio and testified in a case on behalf of a 20 patient in a courtroom in the last, say, five, 21 ten, 15 years, you would remember that. 22 A. Well, I don't know why you feel you have the 23 right to characterize my memory, but that's 24 between you and your maker. If I say I don't 25 remember something, it's because I don't 0033 1 remember it. 2 Q. Well, heaven knows I can't read your mind. 3 A. I hope not. 4 Q. But as you sit here right now, no cases come 5 to mind. Is that a fair statement? 6 A. I do not remember testifying in the state of 7 Ohio. That doesn't mean I haven't testified 8 in the state of Ohio. It means I don't 9 remember. 10 Q. All right. As far as the review of all of the 11 records -- 12 A. Mm-hmm. 13 Q. -- in this particular case, do you remember 14 the fore history on Lillian Dailey in terms of 15 her obstetrical history or is that not 16 something that you've committed to your 17 memory? 18 A. I do not have that committed to my memory, nor 19 do I think you have, nor do I believe you 20 think I have it committed to my memory. 21 Q. What I think and what I know might be two 22 different things so I just ask you, Doctor, 23 whether -- 24 A. I just answered it. 25 Q. Okay. Doctor, as far as your work with 0034 1 Mr. Riemenschneider, have you had the pleasure 2 of meeting this young man before today? 3 A. Yes. 4 Q. On how many occasions, sir? 5 A. At least once. 6 Q. And were you serving as an expert at the 7 request of Mr. Riemenschneider? 8 A. Well, I think it was this case, if I'm not 9 mistaken. If we worked on another case, he 10 can remind me. 11 Q. Well, you've met Mr. Riemenschneider at least 12 one other time. It may have been -- you 13 believe it was relative to this case? 14 A. Yes. 15 Q. Is it your testimony that this would be the 16 only case that you have worked at the request 17 of Mr. Riemenschneider? 18 A. I believe so, but he's right beside you so... 19 Q. I know, but he's not under oath, you are. And 20 you know the rules. 21 A. I'm sure he's an honest man, whether he's 22 under oath or not. 23 Q. He is an honest man. But unfortunately, 24 you're the one that's under oath and has to 25 answer these questions. Those are the rules. 0035 1 A. I don't remember whether we've worked before 2 or not. 3 Q. Okay. What about Buckingham Doolittle, have 4 you reviewed -- 5 A. I don't remember. 6 Q. Besides the Reminger firm, Reminger & 7 Reminger, which is a defense firm in 8 Cleveland, and Buckingham Doolittle, do you 9 recall having been involved in any other cases 10 at the request of any other defense firms in 11 the Cleveland area? 12 A. I do not recall. 13 Q. Okay. You charge -- I believe it's $600 an 14 hour for depositions. Correct? 15 A. Correct. 16 Q. And is that a minimum of two hours? 17 A. No, it's $600 per hour. 18 Q. Okay. So if I take an hour, that's what it's 19 gonna cost me? 20 A. Yes. 21 Q. Okay. And for purposes of coming to 22 Cleveland, what is your charge for portal to 23 portal? And I know that you don't charge for 24 sleeping in hotels and things of that nature, 25 so I won't have you tell me about that. But 0036 1 what is your charge to come to Cleveland for 2 the trial? 3 A. $500 per hour and $600 for any time in the 4 witness box. 5 Q. Explain to me -- when you say $500 per hour, 6 so once you leave your office -- 7 A. Time spent on the case that is involved in the 8 act of going to Cleveland, discussing the case 9 when there, you know. What I have found to be 10 customary practice as best I can figure it 11 out. 12 Q. Do you maintain a web site? 13 A. No. 14 Q. Okay. Do you advertise your services? 15 A. Absolutely not. 16 Q. Have you ever advertised your services? 17 A. Absolutely not. I don't want to be fired. 18 Q. There's a rule here at the hospital that if 19 you advertised you'd be fired? 20 A. Well, it's not something I would ever remotely 21 consider doing. Let me put it that way. 22 Q. I'm just curious as to why you say you'd be 23 fired if -- 24 A. Well, I think it would be frowned upon. 25 Q. Okay. But you don't know that for a fact, 0037 1 though? 2 A. Well, I'm pretty sure it would be frowned 3 upon. 4 Q. But you don't know whether you -- 5 A. I'm not gonna test it, let's put it that way. 6 Q. But you don't know whether you would be 7 fired -- 8 A. Of course, I don't. That was a sarcastic 9 remark. Actually, there was a reason I made 10 the sarcastic remark. 11 Q. And, Doctor, with all due respect, there 12 really is no reason nor necessity for sarcasm 13 during the deposition. 14 A. Well, you know, if you're asked a bizarre 15 question, then sarcasm is sometimes hard to 16 avoid. 17 Q. Well, try to avoid it. My questions are not 18 intended to be bizarre, and I'm not -- 19 A. I'm sure you're not intending to, but one or 20 two of them have been. 21 Q. Well, whether they have been or not, try to 22 avoid sarcasm -- 23 A. Well, if you could try and avoid the bizarre 24 questions, I'll try and avoid the sarcasm. 25 Q. Doctor, you understand I'm relying upon the 0038 1 answers that you give under oath here today. 2 You understand that, don't you? 3 A. Of course, I do. 4 Q. Okay. And when we go to trial, I'm going to 5 rely upon the answers. That's why when you 6 say that you'd be fired if you advertised, I 7 wanted to give you an opportunity -- 8 A. Well, I mean, do you -- 9 Q. Doctor, excuse me. Just a second. 10 A. Do you remotely think people here advertise 11 their services for this type of matter? Do 12 you remotely think that to be the case? 13 Q. Doctor, I'm paying for your time. I'm the one 14 that gets to ask the questions. I don't know 15 whether any experts here at the hospital 16 advertise their services. They may or they 17 may not. 18 I'm just asking you personally 19 whether you believe that if you advertised, as 20 you stated before, that you would be fired. 21 And I think what we can agree is that your 22 statement may have been an exaggeration 23 because you don't know whether -- 24 A. Well, it may or may not have been an 25 exaggeration. It's certainly not gonna be a 0039 1 parameter I shall ever test by being stupid 2 enough to advertise my services. Let's put it 3 that way. 4 Q. Fair enough. Doctor, tell me, what percentage 5 of your pathology practice is reviewing GYN 6 slides? 7 A. About 70 percent. 8 Q. And on a day-to-day basis -- first of all, you 9 are an anatomic pathologist. Is that correct? 10 A. Yes. 11 Q. Board-certified -- 12 A. Yes. 13 Q. -- in anatomic pathology? 14 A. Yes. 15 Q. Are you board-certified in any other areas of 16 pathology, sir? 17 A. No. 18 Q. Are you still on the editorial board for the 19 American Journal of Surgical Pathology? 20 A. Yes. 21 Q. And I believe you receive a number of 22 journals. You don't subscribe to them, they 23 come to you just because of your position. 24 Correct? Or do you, in fact, subscribe to 25 certain journals? 0040 1 A. I don't think I subscribe to any at the 2 moment. I get some because I'm on the 3 editorial board. 4 Q. I asked you about Dr. McLellan earlier. Do 5 you consider him an area -- an area -- an 6 expert in the area of the diagnosis and 7 treatment of uterine sarcomas? 8 MR. RIEMENSCHNEIDER: Objection. Go 9 ahead. 10 A. I don't consider -- what's your definition of 11 an expert? 12 Q. Someone that is qualified by their knowledge, 13 training and experience and has worked in the 14 area in treating medically and/or surgically 15 uterine sarcomas. Do you consider him to at 16 least have the requisite knowledge, training, 17 experience to treat uterine sarcomas? 18 MR. RIEMENSCHNEIDER: Objection. Go 19 ahead. 20 A. I mean, I know him to be a trained gynecologic 21 oncologist. And I have no reason to criticize 22 his credentials or him as a physician. But 23 it's not my position to characterize him as an 24 expert or anything else. I mean, he is what 25 he is. And you know what he is as well as I 0041 1 do. 2 Q. Doctor, I understand that he is what he is. 3 Do you consider him from your readings and 4 from your knowledge to be well-respected in 5 the area of gynecological oncology? 6 A. I don't know enough about his opinions overall 7 to know whether I'd agree with -- what 8 percentage of them I would agree with. But he 9 is a gynecologic oncologist in good standing 10 to the best of my knowledge. Other than that, 11 it's not appropriate for me to characterize 12 his professional standards. 13 Q. Okay. You don't feel it's appropriate for you 14 to do that? 15 A. No, I don't know much about him. 16 Q. Okay. That's fine. 17 A. I told you, I wouldn't recognize him if he 18 walked in here. 19 Q. Got it. Doctor, do you agree that 20 leiomyosarcomas tend to spread -- tend not to 21 spread through the lymphatic system as often 22 as other uterine cancers? 23 A. No, I don't believe. I don't -- there is one 24 form of uterine sarcoma where there's a 25 particular propensity to spread through the 0042 1 lymphatic vessels. But leiomyosarcoma spreads 2 through the vessels pretty much as frequently 3 as most other cancers of the uterus. 4 Q. What ways -- first of all, in your opinion, 5 did Lillian Dailey have a leiomyosarcoma? 6 A. No. 7 Q. What did she have? 8 A. She had a high-grade endometrial sarcoma. 9 Q. And how does that differentiate itself from a 10 leiomyosarcoma? 11 A. It doesn't show smooth muscle differentiation. 12 Q. I'm sorry. You referred to it as a 13 high-grade -- 14 A. -- endometrial sarcoma. 15 Q. Is that the same as an endometrial stromal 16 sarcoma? 17 A. No. 18 Q. How many different types of uterine sarcomas 19 are there? 20 A. Leiomyosarcoma, endometrial stromal sarcoma, 21 endometrial sarcoma not otherwise specified, 22 rhabdomyosarcoma, and every other sarcoma 23 known to exist in the human body. 24 Q. Is the type of uterine sarcoma that Lillian 25 had, is it a faster growing cancer than a 0043 1 leiomyosarcoma? 2 A. Her tumor had particularly -- had particular 3 propensity to involve the vascular channels to 4 a degree that I've rarely seen as strikingly 5 before. And in that manner, it was different 6 from the usual leiomyosarcoma one sees in the 7 uterus. 8 Q. Can you answer my question, though, in terms 9 of its aggressiveness as it relates to its 10 growth? Was this type of uterine cancer more 11 or less aggressive than what you typically see 12 in a leiomyosarcoma? 13 A. More than what you'd typically see. 14 Q. Okay. Is this type of uterine sarcoma that 15 you believe she had associated with a poorer 16 prognosis than a leiomyosarcoma? If you know, 17 sir. 18 A. Stage for stage? 19 Q. Yes. 20 A. You mean when metastatic to the lung is the 21 outcome different or -- 22 Q. Well, yeah, if it's diagnosed at Stage I, 23 comparing that to a leiomyosarcoma, is there 24 any difference in your knowledge of the 25 prognosis Stage I to Stage II to Stage III to 0044 1 Stage IV? 2 A. I don't think one can honestly answer that 3 question on an objective manner, on 4 evidence-based medicine which we're meant to 5 use in these circumstances. 6 Q. Are you called upon in your practice as a 7 pathologist to stage cancers, uterine cancers? 8 A. Well, we provide the information upon which 9 clinicians can stage the patient. 10 Q. But in the actual practice, though, is it a 11 fair statement that while you provide input to 12 them, it's the GYN oncologist or the GYN 13 surgeons that do the actual staging at the 14 time of -- or based upon the information 15 provided? 16 A. And other information. 17 Q. Which would include? 18 A. Evidence on scans as to whether it's spreading 19 to the lungs, clinical observations that the 20 pathologist may not be privy to. 21 Q. Doctor, I'm sorry, just because I -- the name 22 of the uterine sarcoma that you believe 23 Lillian had? 24 A. High-grade endometrial sarcoma. 25 Q. And the distinguishing characteristics that 0045 1 distinguish the high-grade endometrial sarcoma 2 from a leiomyosarcoma, what are the classic 3 differences, either -- 4 A. Lack of smooth muscle differentiation in this 5 tumor. 6 Q. And is that what you see under the microscopic 7 examination or is that something that -- 8 A. You don't see it. 9 Q. Well, obviously. But is that what -- you see 10 the lack of the smooth muscle 11 differentiation -- 12 A. Yes. 13 Q. -- when you look at the slides? 14 A. Yes. 15 Q. Is there any other differentiation between 16 high-grade endometrial sarcoma and the 17 leiomyosarcoma? 18 A. Well, the growth characteristics were somewhat 19 different than you would usually expect in a 20 leiomyosarcoma. 21 Q. Tell me what -- 22 A. Well, this tumor tends to grow in big 23 tongue-like foci, at least to some degree in 24 some of the slides. 25 Q. And that's what you saw when you looked at the 0046 1 slides. Were these the slides from the 2 surgery or the slides from the autopsy? 3 A. Well, mainly I'm talking about the 4 hysterectomy because that's where you see the 5 tumor in the uterus or around the uterus. 6 Q. Okay. I think you indicated in your report -- 7 and correct me if I'm wrong -- that you 8 believe that the tumor that she had back in 9 November of '04 on ultrasound proved 10 ultimately to be the sarcoma? 11 A. Yes. 12 Q. Are you able to tell me to a reasonable degree 13 of probability what stage that sarcoma was 14 back in November of 2004? 15 A. In my opinion, it was without doubt higher 16 than Stage I. 17 Q. Are you able to be any more specific than 18 that? 19 A. It was probably Stage III. 20 Q. And by that, what involvement would there have 21 been to have caused it to be Stage III back in 22 November of '04? 23 A. Spread of tumor beyond the pelvis. 24 Q. Okay. What clinical evidence was there back 25 in November of '04 that would prove 0047 1 scientifically that the uterine sarcoma, this 2 high-grade endometrial sarcoma was greater 3 than a Stage I back in November of 2004? 4 A. I can't prove it because the tissues weren't 5 evaluated. But many medical judgments are 6 based on sound knowledge of what one knows 7 about tumor behavior. 8 You know, I mean, if someone has a 9 brain -- if someone has a lung cancer and -- 10 well, I mean, medicine is an art as well as a 11 science. One makes valid, sound judgments 12 based on many parameters other than objective 13 documentary evidence. I assume you're well 14 aware of that. 15 And in a case like this when one 16 knows what a tumor looks like under the 17 microscope, as we certainly do as we sit here 18 today, I have not the slightest shadow of a 19 doubt that this tumor, which was a 12 cm 20 mass -- or was it 14 cm? 12 or 14 -- in the 21 fall of 2004 and had the characteristics we 22 know it to have had, I find it impossible to 23 believe it had not spread beyond the uterus at 24 that time. 25 Q. And I appreciate that's your opinion. I'm 0048 1 just asking whether there was any clinical 2 evidence by way of diagnostic studies or 3 examination back in November of 2004 that you 4 can point to to support that opinion? 5 A. I mean, the relevant studies weren't done. 6 Q. Okay. What about in May of 2005, what stage 7 was the high-grade endometrial sarcoma at in 8 your professional opinion? 9 A. Well, obviously not -- obviously, no less than 10 Stage III if I thought it was Stage III more 11 likely than not in November of 2004. Whether 12 at that stage there were already some tumor 13 cells in the lung that would make it a Stage 14 IV, I think one could -- one could debate. I 15 don't think we'll ever know the answer to 16 that. 17 Q. Is it speculative to say whether or not in May 18 there was any lung involvement? 19 A. Well, I don't think it's speculation. There's 20 a certain pejorative connotation to it as if 21 you're just kind of throwing stuff out into 22 the -- one could debate the matter, and I 23 think no one could be certain one way or the 24 other. At least I couldn't be certain one way 25 or the other. 0049 1 Q. Fair enough. And you know from a legal 2 perspective when we talk about speculation, we 3 talk about something -- or when we talk about 4 opinions in terms of whether something likely 5 existed, it's greater than 50 percent likely. 6 Can you state greater than 50 percent 7 likelihood that there was lung involvement as 8 of May 2005? 9 A. Remind me of the date of the -- the autopsy 10 was '06, wasn't it? 11 Q. Correct. 12 A. I think actually -- I think probably more 13 likely than not she did. 14 Q. And other than knowing what you saw at the 15 time of the hysterectomy from the pathology 16 and knowing what you saw at the time of the 17 autopsy -- 18 A. Mm-hmm. 19 Q. -- are you using a doubling time to correlate 20 your opinions back to when there was 21 metastasis to the lungs? 22 A. No, I'm just -- I'm just using the time that 23 we know elapsed, the whole time frame of the 24 disease, which basically is no greater than a 25 two-year window. I think we'd agree on that. 0050 1 And knowing the extent of the tumor 2 at autopsy, to me, it is medical -- very -- 3 more likely than not using appropriate medical 4 judgment that a tumor that had the involvement 5 we saw at autopsy in '06, in '05 probably had 6 some microscopic tumor cells in the lungs. 7 Q. Are you able to tell me whether they were 8 microscopic or macroscopic back in May and 9 June of '05? 10 A. Well, if they weren't -- I mean, I've 11 forgotten what, if any, imaging studies were 12 done of the lung at that time. I mean, if it 13 wasn't detected -- if studies were done and it 14 wasn't detected, I don't have that committed 15 to memory. So, I mean, if it wasn't 16 documented on any imaging studies, then it 17 would of course have to be microscopic. 18 But tumor has to reach quite a 19 measurable mass before it really gets picked 20 up on imaging studies, even with the 21 sophisticated stuff we can do now. 22 Q. These high-grade endometrial sarcomas or the 23 leiomyosarcomas are aggressive cancers, are 24 they not? 25 A. Well, I don't know why you say "or 0051 1 leiomyosarcoma" because she didn't have 2 leiomyosarcoma. So I would rather we don't 3 bring into the discussion of this case things 4 the patient didn't have. 5 Q. Well, is a leiomyosarcoma an aggressive 6 uterine sarcoma? 7 A. Well, when it's a grade 3, it is. There are 8 some that are less aggressive. There's three 9 grades of leiomyosarcoma, of course. Whereas, 10 this tumor is just the one beast, high-grade 11 endometrial sarcoma. And of course this term 12 "high-grade" pretty much says it all. 13 Q. And you believe she had this high-grade 14 endometrial sarcoma even at the time she had 15 the negative endometrial biopsy? 16 A. I think anyone who says she didn't would be on 17 very slippery ground because I don't see how 18 else it would expand the mass. 19 Q. Do you believe that the high-grade endometrial 20 sarcoma was outside of the uterus at the time 21 that she had the endometrial biopsy? 22 A. I've already said I think it had spread beyond 23 the uterus, yes. 24 Q. Okay. Can you explain to me why a negative 25 endometrial biopsy would not have detected a 0052 1 high-grade endometrial sarcoma that had spread 2 outside of the uterine wall? 3 A. There's no surprise on that. I don't know if 4 your facial expression is imparting surprise 5 at that. But as I'm sure you're well aware, 6 the endometrial biopsy just captures the 7 lining of the uterus, which of course is just 8 one small part of a globular organ of much 9 greater size than the aggregate size of the 10 endometrium. 11 So it's no surprise whatsoever that a 12 endometrial biopsy would not detect something 13 in the wall of the uterus such as most 14 sarcomas involve the wall. 15 Q. Are uterine sarcomas uncommon? 16 A. Yes. 17 Q. What's the incidence of uterine sarcoma? 18 A. I don't know what the frequency of the 19 population that has them is. I mean, per 20 100,000? Per million? I don't know the 21 figure. They're mercifully very rare. 22 Q. Can we agree that there was an ultrasound done 23 in November of 2004 on Lillian Dailey? 24 A. I believe there was, yeah. 25 Q. And do you recall there being a further 0053 1 ultrasound done in May or June of 2005? 2 A. I don't have the timing of these various 3 procedures committed to memory, but I'll be 4 quite happy to have you just -- I have no 5 reason to disbelieve you, but I'm just saying 6 I don't have when this was done and when that 7 was done committed to memory. So it's not 8 fair to anyone involved to expect me to have 9 all these timelines remembered so -- 10 Q. I'm not asking you, nor am I trying to be 11 unfair to you. I think you have some reports 12 that have outlined the time period, and I 13 presume you've reviewed this case in 14 preparation for today's deposition. 15 A. Yes, but I haven't reviewed -- I mean, I 16 didn't commit to memory whether there was -- 17 when an ultrasound was done because I'm -- my 18 primary role here is to comment on the nature 19 of her disease, the causation aspects of the 20 disease. 21 And I'm happy to comment on any 22 specific thing, but I'm just saying I don't 23 remember that on the 2nd of May, or whatever, 24 she had such and such or whatever. 25 Q. Doctor, I'm not suggesting and don't 0054 1 misrepresent that I'm suggesting that it was 2 the 2nd of May. May or June -- there were two 3 ultrasounds done, one in '04 and one in '05. 4 Correct? 5 A. I believe so, yeah. 6 Q. Okay. And there was an increase in the size 7 of the uterus between those two. Correct? 8 A. Yes. Hardly surprising. 9 Q. And hardly surprising based upon the fact that 10 she had a high-grade endometrial sarcoma. 11 Correct? 12 A. Correct. 13 Q. And certainly your role is not to provide 14 standard of care opinions as it relates to the 15 medical management by the doctors at Kaiser. 16 True? 17 A. Correct. 18 Q. If the uterine sarcoma had been diagnosed in 19 November of 2004, can we agree that it would 20 have been smaller than if it had been 21 diagnosed in May of 2005? 22 A. Somewhat smaller. Although, of course, it was 23 obviously already very sizable in November of 24 2004. But all tumors grow. So obviously at a 25 later time, they're gonna be bigger than at 0055 1 the earlier time. That's common sense. 2 Q. And certainly on a timeline basis, do you know 3 when her uterine sarcoma went from a Stage I 4 to a Stage II? Do you have an opinion? And 5 from what you've told me so far, I gather you 6 feel that it was beyond Stage I in November of 7 2004. True? 8 A. Yes. 9 Q. Can you tell me based upon your review of this 10 case and based upon your knowledge, training 11 and experience when you believe her uterine 12 sarcoma no longer was a Stage I? 13 A. Some appreciable period of time before 14 November of 2004 because it was a 12 cm mass 15 in November of 2004. And, again, given the 16 characteristics we know the tumor to have, you 17 know, I think probably this tumor when it was 18 still relatively small probably had spread 19 locally in the pelvis because it's an 20 exceedingly striking tumor. 21 Q. So you believe that even when it was small and 22 sizewise a Stage I, you believe it had already 23 metastasized into the pelvis? 24 A. No, not -- not when it was -- when it was 25 Stage I, by definition it hadn't metastasized. 0056 1 Q. Okay. 2 A. I mean, I'm saying that when it was measurably 3 smaller than what it was in November of 2004, 4 it had at that prior time -- some measurable 5 time before that it had become a Stage II 6 neoplasm. 7 Q. Can you tell me approximately when before 8 November of 2004, in your opinion, knowing the 9 growth, knowing what you saw in this case and 10 the evidence that you're applying, when it was 11 before November of 2004 that it was no longer 12 a Stage I? 13 A. I would say some months before. 14 Q. Months as in still 2004? 15 A. That it was -- maybe even late 2003. 16 Q. Is it possible that it was even back into 17 2002? Or is it your opinion more likely -- 18 A. I mean, at a certain point it gets hard to be 19 sure. I mean, obviously none of us are 20 soothsayers here. But, I mean, that's why you 21 don't talk about days. I mean, only an idiot 22 would try and obviously get a day. 23 But you talk in general frames of 24 time. That's why I say a measurable number of 25 months. Six months, nine months, something 0057 1 like that, I think more likely than not it had 2 spread. It was greater than a Stage I. That 3 amount of time before November of 2004, given 4 that in 2004 it was already a 12 cm mass. And 5 that's a large tumor. 6 Q. Okay. And I'm not trying to pin you down to 7 days, and I won't do that because I don't want 8 to be accused of being an idiot. But are you 9 comfortable with the six to nine month 10 approximate range at which point it no longer 11 was a Stage I and had probably become a Stage 12 II before November of 2004? 13 A. Yes. 14 Q. Thank you, sir. Do you have experience in 15 treating patients that have high-grade 16 endometrial sarcomas that are fortunate enough 17 to be diagnosed at a Stage I cancer? 18 A. I haven't treated patients with this 19 condition. 20 Q. Would you defer to a GYN oncologist in terms 21 of the treatment if someone were fortunate 22 enough to be diagnosed at a Stage I? 23 A. Again, I don't treat patients. I don't know 24 what more I can say other than that. 25 Q. Well, who would be the specialty that would 0058 1 treat a high-grade endometrial sarcoma if a 2 patient were fortunate enough to be diagnosed 3 at a Stage I? 4 A. Well, I mean, it would depend. It could be a 5 gynecologic gynecologist -- a gynecologic 6 oncologist. Well, a gynecologic oncologist 7 would be the usual discipline that would be 8 involved. But, I mean, it could be a 9 radiation therapist, I suppose, conceivably as 10 a candidate. 11 Q. But on a day-to-day basis since perhaps even 12 your residency, you haven't had clinical 13 experience in terms of managing medically or 14 surgically a patient once they're diagnosed 15 with a uterine sarcoma. Correct? 16 A. Well, pathologists don't treat patients. I 17 don't know how much more blunt I can put it. 18 Q. Well, and I just want to make it clear on this 19 record what you've just said. 20 Now, as far as the prognosis for a 21 patient that has a Stage I uterine sarcoma, 22 that has what you believe to be a high-grade 23 endometrial sarcoma, do you know what the 24 five-year survival and cure rate is for that 25 type of cancer? 0059 1 A. It is known to be a highly malignant tumor of 2 the uterus. I don't as I sit here without 3 reference to a book have a specific figure I 4 would give under oath. I just know as a fact 5 of general oncologic knowledge it's a bad 6 tumor. So therefore, the five-year survival 7 figures have got to be on the worrisome side 8 even for a Stage I tumor. 9 Q. Do you know whether all patients with a 10 Stage I high-grade endometrial sarcoma die? 11 A. Well, never say "never" and never say "all." 12 I find it impossible to -- well, there are few 13 situations as absolute as saying "all" or 14 "none," as I'm sure you would agree. 15 Q. If Lillian had been diagnosed at a point in 16 time where she had a Stage I uterine sarcoma, 17 are you able to say more likely than not she 18 would have died? 19 A. I think the likelihood of any human being with 20 this particular tumor surviving is slim and 21 none. 22 Q. Even diagnosed at a Stage I? 23 A. Yes. 24 Q. And is the potential for survival with this 25 particular type of tumor, the length of 0060 1 survival, is it greater if it's diagnosed at a 2 Stage I, albeit a bad prognosis, as opposed to 3 a Stage III or a Stage IV? 4 A. Well, I mean, I don't think anyone would 5 dispute that the survival of Stage I tumors is 6 better, on average, than Stage III or Stage IV 7 tumors. You're gonna have a lot of difficulty 8 getting many good studies of this particular 9 tumor stage for stage because it's such an 10 unusual tumor. 11 Q. Do you have an opinion knowing what you saw 12 microscopically, the gross description, the 13 medical history leading up to her death, if 14 she had been fortunate enough to have been 15 diagnosed at a Stage I, even though you 16 believe that she had a dismal prognosis, do 17 you have an opinion as to how many years she 18 likely would have lived if it had been 19 diagnosed at Stage I with appropriate and 20 standard surgical management? 21 A. I think the characteristics of this particular 22 uterine sarcoma, which is probably as 23 aggressive as I have ever seen -- and I've 24 seen large numbers of aggressive tumors -- I 25 think the likelihood of anyone surviving this 0061 1 tumor is very low. 2 Q. But I'm talking about in terms of time period, 3 if it was diagnosed at Stage I and treated. 4 Even though it wouldn't change its 5 characteristics, how long would she have 6 likely lived? 7 A. Not very long. 8 Q. Which is what? 9 A. A year or two. 10 Q. Well, she lived from November until January 11 without any treatment -- from November of '04 12 until basically January -- December of '05, 13 January of '06 without any treatment. 14 Correct? 15 A. Yeah. 16 Q. I guess my question is, if this was as 17 aggressive of a cancer and she had no 18 treatment between November of '04, how did she 19 live that long -- 20 A. I mean, I don't know why you're surprised at 21 this. Bad cancers need to -- I mean, the 22 human body is rather resilient, mercifully. 23 You know, the human body needs a certain tumor 24 burden before, you know, things get, you know, 25 close to the end stage. 0062 1 So, I mean, people can live for a 2 measurable period of time with a lot of quite 3 significant tumor in their body and then just 4 suddenly, of course, it kind of overwhelms 5 them, you might say. So nothing surprises me 6 about the particular time course of this 7 particular case in the way that you seem to be 8 implying. 9 Q. Doctor, I'm not implying anything, and don't 10 read anything. I'm just asking questions. 11 A. Well, you're making comments. 12 Q. Doctor, I'm not making comments. I'm asking 13 questions and I'm getting answers from you. 14 That's what I'm doing here today. That's the 15 purpose of a deposition. 16 Do you know whether this particular 17 cancer, this uterine sarcoma, whether or not 18 there are any classic signs or symptoms that a 19 patient demonstrates that gives the clinician 20 an indication that he -- that he or she -- 21 that she has a uterine sarcoma? 22 A. There are no -- vis-a-vis other tumors? 23 Q. Well, let me be more specific. Pain. Is pain 24 a presenting symptom that you expect to see 25 with a uterine sarcoma? 0063 1 MR. RIEMENSCHNEIDER: Objection. Go 2 ahead. 3 A. You know, you're getting into the realm here 4 of clinical symptomatology. As we've already 5 discussed, I don't treat patients. So 6 therefore, I don't really have a great sense 7 of how these patients present to their 8 doctors. 9 Q. So you would defer on that issue? 10 A. I would defer on that, yes. 11 Q. Thank you, sir. You said the tumor load -- 12 when do you believe that -- well, define for 13 me, just so I'm clear, when you talk about a 14 tumor load in a uterine sarcoma, what are we 15 talking about? 16 MR. RIEMENSCHNEIDER: Objection. 17 A. I'm not gonna define tumor load. You were the 18 one who said you were asking questions. You 19 made a statement. You did not -- you made a 20 statement that because she did, you know, 21 quote/unquote, relatively well or something 22 like that for a measurable period of time, 23 that seemed to be out of -- that seemed to 24 contradict my characterization of this tumor 25 as a very aggressive tumor that would kill the 0064 1 patient, quote, within a year or two. 2 And your statement, which was not a 3 question, I indicated was not at variance with 4 the survival the patient has had because you 5 can live for quite a long time, meaning by 6 that a year or so, with a surprising amount of 7 tumor in the body and actually be quite well. 8 I've seen it in my private life. 9 People that I know have a lot of tumor, 10 they're actually walking around and seemingly 11 quite well and then boom, you know, within a 12 short period of time -- obviously, at a 13 certain point one's body just sort of, you 14 know, gets too much. 15 Q. And that's tumor load, is it not? 16 A. It's the amount of tumor, whatever happens to 17 the metabolism in the body and so on and so 18 forth. Certain things that people even don't 19 know sometimes what ultimately plays into 20 patients dying of cancer. There's still a lot 21 of unknowns, actually. 22 But I'm saying, it is not -- there is 23 not a contradiction between my 24 characterization of the nature and virulence 25 of the tumor and her seemingly doing not too 0065 1 bad for a period of time. That's what I was 2 trying to say. 3 Q. Doctor, I'm very sorry that you interpret my 4 questions. 5 MR. MISHKIND: Would you read back 6 the question that I asked the doctor? So 7 perhaps I can get the answer to the very first 8 question about tumor load. 9 (Previous question read by reporter) 10 Q. Now, can you answer my question, Doctor? 11 A. Well, tumor load is just a general term used 12 for -- it's like a rainy day. Tumor load. 13 You know, she has a heavy tumor load, meaning 14 she has a lot of tumor. There's no definition 15 of that unless you have any problem with those 16 common English words. 17 Q. You're the doctor, I'm the lawyer. When you 18 said "tumor load," I wanted to find out -- 19 A. You don't understand the words? 20 MR. RIEMENSCHNEIDER: I actually 21 think he said tumor burden before. 22 MR. MISHKIND: Okay. Tumor burden, 23 you're correct. 24 Q. What is tumor burden? 25 A. Tumor is tumor and burden is a burden. You're 0066 1 familiar with the word "burden," I take it? 2 Q. Doctor, I am. But as a doctor -- 3 A. There's no dictionary -- I mean, there's no 4 definition of "tumor burden" other than what 5 those good Anglo-Saxon words mean, which I 6 can't really explain other than saying tumor 7 burden is just -- it's just terminology that's 8 used like saying a sick person. 9 Q. Okay. In your letter, Doctor, you mention 10 that Dr. McLellan felt that all patients with 11 leiomyosarcomas require hysterectomies. Do 12 you recall that? 13 A. I don't remember that I said that, but I'll 14 stand corrected if I did say it. Which letter 15 are you talking about? 16 Q. The second letter. 17 A. Which sentence? 18 Q. "His comments would indicate that every 19 patient with leiomyomas would have to undergo 20 hysterectomy because of the risk of sarcoma 21 which is known to be exceedingly small, albeit 22 existent." And then you go on to say, 23 "Hysterectomy is a significant procedure not 24 without its own risks." 25 A. Well, that's a completely separate -- that is 0067 1 not how you characterized my statement in your 2 question. 3 Q. In terms of the risks -- 4 A. You used the word "leiomyosarcoma" when I used 5 the word "leiomyoma." There's a big 6 difference. 7 Q. Okay. Let me ask you this, Doctor, so that we 8 can perhaps move along here. When you talk 9 about the risks of performing a hysterectomy, 10 certainly you would defer to a surgeon in 11 terms of evaluating the risk-benefit analysis 12 of whether or not a patient should undergo a 13 hysterectomy. True? 14 A. Yes, I'd be very surprised if anybody didn't 15 think there was some risk associated with 16 hysterectomies -- 17 Q. That's not my question. 18 A. -- knowing patients who have died of 19 hysterectomies. 20 Q. Yes, and there's also benefits of undergoing a 21 hysterectomy if -- it's a 22 risk-benefit analysis. Correct? 23 A. Of course certain patients benefit from it, 24 yes. 25 Q. And in terms of the risk-benefit analysis as 0068 1 to whether a patient in a given situation who 2 has leiomyomas that are enlarging, that has 3 abnormal uterine bleeding, that is at a 4 particular age, you would defer to a surgeon 5 in terms of discussing with that patient 6 whether or not she should undergo a 7 hysterectomy. Correct? 8 A. I mean -- patients other than this patient, 9 you mean? 10 Q. I'm talking in general, Doctor. A patient 11 that has abnormal uterine bleeding, that has 12 increasing leiomyomas, that is at a certain 13 age, you would certainly defer to a GYN or a 14 GYN oncologist in terms of a discussion as to 15 whether or not the patient is an appropriate 16 candidate for a hysterectomy. Correct? 17 A. I mean, I don't make decisions on treatment. 18 So, I mean, I don't know what I can say other 19 than that. 20 Q. It would be outside your -- 21 A. I would hope patients -- I would hope for the 22 benefit of womankind that the countless 23 thousands of patients who have leiomyomas are 24 not being submitted to hysterectomy even 25 with -- too frequently given the hazards of 0069 1 the operation. Let me put it that way. 2 Q. Well, Doctor, let me put it a different way 3 and see if you can answer the question 4 directly. You would defer in terms of the 5 risk-benefit analysis discussion on the 6 appropriateness of a hysterectomy, you would 7 defer to a GYN oncologist or a GYN that does 8 hysterectomies. Correct? 9 A. Look, I have my opinion on the matters. Even 10 a reader of the lay press knows there's been 11 criticism of gynecologists for doing too many 12 hysterectomies. You know that as well as I 13 do. 14 Q. Doctor, you're not an expert -- 15 A. But an individual -- I as a practicing 16 pathologist am not in the position of making 17 decisions. It doesn't mean I don't as an 18 expert on gynecologic pathology have opinions 19 on the matter. 20 Q. But you're not an expert in the area of 21 gynecological surgery. True? You may have 22 opinions, but you're not an expert, you don't 23 hold yourself out as an expert in that area. 24 True? 25 A. You mean the technique of doing the operation? 0070 1 Q. Yes. You don't hold yourself out as an expert 2 in that area. 3 A. On the technique of doing the operation? 4 Q. That's what I said, yes. 5 A. No, I do not consider myself an expert on the 6 technique of doing the operation. Of course 7 not. 8 Q. And did you ever have a residency in GYN 9 oncology? 10 A. No. 11 Q. Did you ever have a residency in surgical 12 gynecology? 13 A. No. 14 Q. And have you ever practiced as a GYN 15 oncologist or a practicing gynecologist? 16 A. I have never practiced as a gynecologist, a 17 gynecologic oncologist, but my daily practice 18 includes numerous requests for opinions -- 19 Q. That's not my question, Doctor. 20 A. I'm answering the question. 21 Q. No. My question was whether or not -- 22 A. Who gets to answer the questions, me or you? 23 MR. MISHKIND: Read back the question 24 to the doctor so that perhaps he can answer 25 the question put to him. 0071 1 (Previous question read by reporter) 2 A. Are you going to let me answer the question? 3 Q. I would hope, Doctor, now with the question 4 read back to you that you would answer that 5 question. 6 A. That means that when I speak and stop you then 7 speak. Is that correct? 8 Q. Do you hear me talking, Doctor, other than 9 responding? 10 A. I'm asking you to say, Yes, Dr. Young, I 11 agree, that is how we will proceed. 12 Q. Doctor -- 13 A. You're trying to make a characterization that 14 I do not in my practice have any knowledge of 15 or impact in treatment decisions whereas that 16 is at variance with what my life is. 17 Q. Doctor, you are reading into my questions. 18 They're very simple questions as to whether or 19 not you practice as a GYN oncologist or a 20 clinical GYN, and I think -- 21 A. What's your definition of practicing as a GYN 22 oncologist? 23 Q. Doctor, if you're not going to answer my 24 question, I'm going to move on to another one 25 because you don't want to answer the 0072 1 questions. 2 A. No, you want to -- I wish it to be on record 3 as a fact that I know a lot about gynecologic 4 tumors and that many patients' treatment 5 decisions have had significant impact because 6 what I have said. 7 Q. So you'll be taking the stand in the 8 courthouse in Cleveland and testifying as an 9 expert -- 10 A. No. 11 Q. -- on providing -- 12 A. That is not what I said. It is just a fact 13 that the pathologist is one of the caregivers 14 in the decision-making that goes into the 15 treatment of patients with gynecologic 16 cancers. It is a team. 17 Q. What would you have done, Doctor, if this 18 patient had a diagnosis of Stage I high-grade 19 endometrial uterine sarcoma and there was no 20 evidence at the time of the diagnosis that 21 there was any invasion outside of the uterus? 22 What would you have recommended in terms of 23 the course of treatment for the patient? 24 MR. RIEMENSCHNEIDER: Objection. Go 25 ahead. 0073 1 A. Again, we don't recommend per se the treatment 2 decisions. But what we say and conversations 3 we may have and opinions we may give are 4 factored in by the ultimate decision maker, 5 the gynecologist or gynecologic oncologist, on 6 what he or she will do in a given case. 7 Q. All right, Doctor. I'm going to go through 8 some areas that hopefully we can cover, and 9 then I want to ask you a few questions about 10 the slides and then we'll be done. 11 A. Mm-hmm. 12 Q. Even though you don't have committed to memory 13 the May and June time period, are you at least 14 familiar enough that in May or June that there 15 were no clinical symptoms that the patient had 16 that would be consistent with the uterine 17 sarcoma invading outside of the uterine wall? 18 MR. RIEMENSCHNEIDER: Objection. Go 19 ahead. 20 A. That has no bearing on whether she did or did 21 not have tumor outside the uterine wall. 22 Q. I'm not asking you whether it had bearing or 23 not. My question was very simple. Was there 24 any clinical symptoms that would be consistent 25 with a patient having a uterine sarcoma 0074 1 invading outside the uterine wall based upon 2 your review in this case? 3 A. There were no symptoms to the best of my 4 knowledge, but that has no great weight in the 5 matter. 6 Q. I understand it has no great weight and no 7 great bearing in your opinion. But the answer 8 to the question is that there aren't any 9 clinical symptoms that were demonstrated at 10 that time by diagnostic study or by complaints 11 that would be consistent with the uterine 12 sarcoma being outside of the uterine wall. 13 True? 14 A. Yes. 15 Q. Thank you. If a hysterectomy had been 16 performed in June of 2005 after the patient 17 had the negative endometrial biopsy but 18 continued to have uterine bleeding, her age, 19 and in a clinical decision, the clinical 20 judgment of the physicians at that time a 21 hysterectomy would have been indicated. And I 22 just want you to assume that hypothetically. 23 Okay? 24 A. Mm-hmm. 25 Q. In June, she has an increasing uterine mass, 0075 1 she has a negative endometrial biopsy, her 2 age, her bleeding, the findings, if 3 hypothetically the decision was to do a 4 hysterectomy at that time, do you have an 5 opinion as to whether or not a hysterectomy 6 and the pathology from the hysterectomy would 7 have indicated the stage of her cancer? 8 A. I mean, it would have shown what it was at 9 that time, yes. 10 Q. Okay. And between, let's say, June and 11 December, roughly six months or so -- 12 A. Mm-hmm. 13 Q. -- did the cancer continue to grow? 14 A. Presumably so. Sure, yes. 15 Q. When you say "presumably so" -- 16 A. Yes, it did. We know it did, obviously. 17 Q. Okay. And you're not using doubling times or 18 physics to quantify the growth pattern, are 19 you? 20 A. No. 21 Q. Based upon being a pathologist and being 22 familiar with this, can you explain to me how 23 much growth you believe to a reasonable degree 24 of probability occurred between June and when 25 the hysterectomy was performed? 0076 1 A. I mean, how do you characterize "how much 2 growth"? I mean, in pounds or something or -- 3 Q. Well, define it in whatever terms you as an 4 anatomic pathologist uses. 5 A. There would have been no material impact on 6 her prognosis if a hysterectomy had been 7 performed in June 2005. 8 Q. That wasn't my question. I'm asking you how 9 much -- 10 A. Therefore, the tumor would have -- which I 11 already have stated -- would have spread 12 beyond the uterus given a 12 cm mass of this 13 nature in November 2004. We've already -- and 14 I'm very happy to say this again under oath in 15 the courtroom -- we've already -- I have 16 already -- and I'm very confident in my 17 opinion that it was higher than Stage I in 18 November 2004. 19 The incredible extent of spread when 20 it was actually removed indicates that a mere 21 six months before that it would have also have 22 shown very significant extrauterine disease of 23 a nature that would have no -- her prognosis 24 would have been no different. There would 25 have been somewhat less tumor because tumor 0077 1 grows over six months. But it would have had 2 no material effect on the matter. 3 Q. Why did she develop a pulmonary sarcoma? 4 A. She didn't develop a pulmonary sarcoma. Her 5 sarcoma spread to the pulmonary system because 6 that's where tumors with this degree of 7 vascular invasion tend to spread, to the 8 lungs. 9 Q. And can you say whether there would have been 10 a sarcoma embolism to the lungs if she had had 11 a hysterectomy in May or June of 2005? 12 A. Yes, there would have been. 13 Q. From the family's standpoint, if you were 14 sitting down talking with the family about the 15 difference between November of 2004 -- let me 16 finish, Doctor, please. You're shaking your 17 head -- between November of 2004 when you 18 believe she had evidence of the uterine 19 sarcoma and the ultimate diagnosis which was 20 made in December of 2005, what would you 21 explain to the family in terms of their child 22 and the husband and the mother in terms of 23 what impact a delay of whatever period of time 24 occurred in diagnosing her cancer, what impact 25 it had on her morbidity and her mortality? 0078 1 A. I would look them straight in the eye and tell 2 them that I was most sorry that their mother, 3 wife, whatever the relationship is to the 4 individual I was looking at, I would tell them 5 I'm most sorry -- as someone who has had 6 several family members with cancer -- that 7 their mother was afflicted with this terrible 8 cancer. I would tell them that I have vast 9 experience with cancers of the gynecologic 10 system. I have rarely seen once as virulent 11 as their mother/wife had. 12 But that the only thing -- the only 13 solace I can bring to them is to tell them 14 that I am absolutely confident that if the 15 tumor -- if the uterus had been removed in May 16 or June of 2005, unfortunate -- the only 17 solace I can bring is that it would have made 18 no difference. 19 Now, whether that brings them any 20 solace or not, I cannot say. But I would tell 21 them that with as clear a conscience as I'll 22 ever have on any matter of this kind. 23 Q. How many patients have you under the 24 microscope confirmed a diagnosis of uterine 25 sarcoma of any type? 0079 1 A. Probably several hundred. 2 Q. And do you know whether any of those patients 3 have survived? 4 A. I mean, some of the ones with low-grade tumors 5 I assume have survived. 6 Q. What about high-grade? 7 A. A small -- well, if they've -- I don't 8 remember hardly any case like this 9 parenthetically. I'm not just saying that. I 10 mean, I don't remember many cases like this. 11 In fact, I have not seen a uterine sarcoma as 12 virulent as this. Period. 13 How many of them have -- the 14 high-grade sarcomas? 15 Q. Yes, sir. 16 A. I don't know a figure. I mean, there's 17 occasional survivors of high-grade sarcomas if 18 they're Stage I with no invasion of the 19 bloodstream, in contrast to what we see in 20 this patient; confined to the uterus, in 21 contrast to what we see in this patient. 22 Q. In terms of -- I just lost my train of 23 thought. I'm starting to suffer from 24 "whatchamacallits" disease. 25 The spread of the uterine sarcoma, 0080 1 there are a number of ways that it can 2 metastasize. Correct? 3 A. Well, it's mainly through the bloodstream. 4 Q. So it's usually a vascular -- 5 A. Well, the lymphatic vessels or the blood 6 vessels. 7 Q. And if it spreads through the blood vessels, 8 are there any blood tests that will typically 9 show metastatic spread? 10 A. Blood tests? 11 Q. Yes. 12 A. No. If I'm understanding your use of the word 13 "blood test" correctly, the answer is no. 14 Q. What would you have to do to the blood to see 15 evidence of spread? 16 A. There's no known modality for detecting the 17 spread that I'm aware of. 18 Q. Okay. Have you seen cases where uterine 19 sarcomas have been misdiagnosed? 20 MR. RIEMENSCHNEIDER: Objection. 21 From a pathologist's view? 22 MR. MISHKIND: Yes. Of course. I 23 mean, even though he's talked about his 24 knowledge. I mean, from a -- 25 Q. As a pathologist, have you seen -- 0081 1 A. Yeah. I mean, sometimes telling whether a 2 smooth muscle tumor is benign or malignant 3 isn't easy even for me. 4 So it depends what you mean by 5 "misdiagnosed." There are honest differences 6 of opinion sometimes as to whether a tumor is 7 benign or malignant. You know, I debate it in 8 my own mind sometimes. I mean, not in a case 9 like this, of course, where it's so obvious. 10 But, I mean, there are cases where it 11 can be difficult. And human beings are human 12 beings. Of course, there are occasional 13 errors in judgment. 14 Q. And certainly if a doctor's error in judgment 15 amounts to negligence, you would certainly 16 agree that a physician should be held 17 responsible if their error in judgment was 18 negligent? 19 MR. RIEMENSCHNEIDER: Objection. 20 A. That's what the whole malpractice situation 21 is, to cover the situation. I mean, I don't 22 know what you're -- I don't know what you're 23 saying. I mean, that's why we have a 24 malpractice system. I mean, that's why the 25 system is the one we have. I mean -- you 0082 1 know. 2 Q. Do you know why uterine sarcoma was not 3 suspected sooner than November or December of 4 2004 in this case? 5 MR. RIEMENSCHNEIDER: Objection. 6 A. I can't read the minds of the people looking 7 after the patient. I mean, I just -- I would 8 only assume that in as much as the vast 9 majority of lesions like this in the uterus 10 mercifully turn out to be not sarcomas, you 11 know, people do tend to -- 12 You know, we work on the premise that 13 situations that are 1 in 10,000 odds, it's 14 probably the -- what was it? -- you know, 15 whatever the other. Subtract the 1 from the 16 10,000. 9,999. You'll fly in an airplane 17 tonight or tomorrow because they don't crash 18 most of the time, but they do crash now and 19 again. These are facts of life that one has 20 to play into these cases. 21 Q. Is there any literature that you are aware of 22 that documents retrospectively the same type 23 of highly aggressive sarcoma that Lillian 24 Dailey died of? 25 A. What do you mean by "documents 0083 1 retrospectively"? 2 Q. Well, have you seen any literature that has -- 3 that even post-mortem has talked about the 4 findings that are similar to those that exist 5 in Lillian Dailey's case? 6 A. Well, I mean, there's a very small literature 7 on tumors designated high-grade endometrial 8 sarcoma segregated out from endometrial 9 stromal sarcoma. There's a very small 10 literature on that. 11 Obviously, some of those patients 12 have died. That's why the tumor is known to 13 have a poorer prognosis. That's why it is 14 segregated from endometrial stromal sarcoma. 15 I mean, how many of those at autopsy, I can't 16 say. I mean, I haven't reviewed the 17 literature prior to this event today. 18 Q. Doctor, I'm not suggesting that you reviewed 19 it before today. I'm just asking whether or 20 not as a anatomic pathologist that has an 21 interest in gynecological pathology, 65, 22 70 percent of your practice, are you aware of 23 any journal articles that have reported on 24 pathology findings similar to those that 25 Lillian Dailey had? 0084 1 A. Similar to in the sense that the tumor is 2 given the same name. How many of them without 3 reviewing the particulars of those cases were 4 quite as virulent as her case, I honestly 5 can't say. 6 Q. If I wanted to see an article that was similar 7 to hers, perhaps not as virulent as hers, but 8 where would be the best place to look for that 9 study or journal article? 10 A. Oh, the literature. 11 Q. Of course. But can you help me out any 12 further in terms of citing -- 13 A. Do you not have your own experts to help you? 14 Q. Doctor, are you able to, as an expert on 15 behalf of the defense, cite me to any 16 literature? 17 A. I mean, there are papers. There's Dr. Harry 18 Evans' well-known paper of the early 1980s on 19 undifferentiated endometrial sarcoma as he 20 called it. I mean, there's any number of 21 books that would give you references. 22 Q. Dr. Harry Evans? 23 A. Yes. 24 Q. And he's written on this particular -- 25 A. He's written -- he's written on what he called 0085 1 undifferentiated endometrial sarcoma might 2 have been his terminology. 3 Q. Do you agree with the pathology description as 4 contained in the Cleveland Clinic records? 5 A. Well, can I just see it so I don't 6 mischaracterize it? 7 Q. Of course. You can look at anything you need 8 to. 9 (Witness reviews record) 10 A. Yes, I think I find myself in agreement with 11 it. 12 Q. The autopsy, was that of any assistance in 13 terms of -- 14 A. I mean, I suppose it just supported the very 15 aggressive nature of the cancer. 16 Q. A couple questions about your report. In your 17 report, you talk about a high-grade, 3 of 3, 18 typical pattern of neoplasms of endometrial 19 stromal derivation but the morphologic 20 features of the tumor cells -- if you could 21 just get to your report. I'd like you to 22 explain to me what the stromal derivation in 23 the -- 24 A. It had certain growth characteristics that 25 were some -- that were reminiscent of what one 0086 1 sees in a tumor that was characterized by 2 endometrial stromal derivation, but it had 3 otherwise characteristics that were too 4 unusual and atypical to be put in that 5 particular category. 6 Q. Can you explain to me what the characteristics 7 were that made it -- 8 A. The cells that didn't have the vascular 9 pattern of that tumor. The cells were more 10 cytologically atypical. Those were probably 11 the two primary features. 12 Q. And if you were to put the slides under the 13 microscope right now, would you be able to 14 explain to me in simple terms the atypia, if 15 you will, or the atypical nature? 16 A. Well, it just means how bad they look. I 17 mean, as you're not a trained pathologist, 18 with all due respect, it wouldn't be any 19 different than just telling you in plain 20 words. I mean, as Dr. Brainard commented in 21 her own report, which is actually very good, I 22 think, at the Cleveland Clinic. 23 Q. Okay. So showing these to the jury isn't 24 gonna help? 25 MR. RIEMENSCHNEIDER: Objection. 0087 1 A. I mean, they might or might not. I don't -- I 2 mean, that's -- I mean, whatever counsel 3 ultimately thinks might be of relevance to the 4 case. I mean, I don't know. 5 Q. I'm sorry. What was that? Whatever? 6 A. Well, I mean, if Mr. -- you know, if 7 ultimately it is concluded -- if he concludes 8 that as a service to his client it might be 9 beneficial, obviously it might happen, I 10 suppose. 11 Q. And you're part of this team. Right? 12 MR. RIEMENSCHNEIDER: Objection. 13 A. Of what team? 14 Q. The defense team. 15 MR. RIEMENSCHNEIDER: Objection. 16 A. I mean, obviously. He's asked me to -- but 17 I'm gonna say the truth whether he likes it or 18 not. 19 Q. The diagnostic studies that had been done in 20 November and in May on this patient would have 21 included ultrasounds and endometrial biopsies. 22 Correct? 23 A. Correct. 24 Q. There weren't any CAT scans, were there, to 25 your knowledge? 0088 1 A. Not that I remember. But, again, I don't have 2 all the -- everything committed to memory. 3 Q. The fact that the ultrasounds did not show any 4 evidence of the tumor outside the uterus, is 5 that surprising to you? 6 A. It's not surprising to me, no. 7 Q. Can you explain to me why? 8 A. I mean, imaging studies of tumors don't show 9 lots of things like involvement of little 10 blood vessels by tumor. That's why pathologic 11 analysis ends up the gold standard. That's 12 why people biopsy tumors. That's why there 13 are oftentimes unexpected findings in many, 14 many specimens that the imaging studies 15 haven't picked up. I mean, this is common 16 knowledge. 17 Q. But besides the vascular spread, which you 18 said had occurred even back as of November of 19 2004 -- 20 A. Correct. 21 Q. -- is it your testimony that there would have 22 been tumor burden or tumor load, whatever, 23 that was outside of the uterus as of 24 November -- 25 A. Yes. 0089 1 Q. -- of 2004? 2 A. Yes. 3 Q. And also as of obviously May -- 4 A. Yes. 5 Q. -- and June? 6 A. Yes. 7 Q. Now, how sensitive is an ultrasound if a 8 tumor, if you know, sir -- 9 A. I mean, I'm no expert in ultrasound, but I 10 just know from my practice as a pathologist 11 that there are many cases one sees in which 12 imaging studies have not shown what pathologic 13 findings document. 14 Q. Okay. Would you expect -- 15 A. Otherwise, we'd be out of business. 16 Q. And we don't want to do that to you. 17 A. Well -- 18 Q. As far as the ultrasounds, do you know -- 19 given the tumor burden, the size of the tumor 20 in November, the size of the tumor at the time 21 of the surgery, personally, even though you're 22 not an ultrasonographer and you don't do this, 23 but were you surprised that there wasn't 24 evidence on ultrasound of tumor outside the 25 uterus? 0090 1 A. Not really. 2 Q. If a CT scan had been done, do you know 3 whether a CT would have further demonstrated 4 or is that outside your area of expertise? 5 A. No, I'm not -- I will just repeat what I've 6 said before, that I have seen many cases in 7 which the findings on pathology are at 8 variance with what has been documented prior 9 to the surgery on the basis of imaging studies 10 including, but not limited to, ultrasound and 11 CAT scans. 12 Q. And I'll repeat what I just asked a moment 13 ago, whether or not you know whether a CT scan 14 would have shown evidence of the tumor outside 15 the uterus? If you don't know because it's 16 outside your area of expertise -- 17 A. Well, I think I just answered the question. 18 Q. No, you didn't answer it. Doctor, answer my 19 question. Do you know whether a CT scan if it 20 had been done in May or June would have 21 demonstrated given what you know at the time 22 of the surgery and the autopsy? 23 A. Your question is completely hypothetical, so I 24 will answer it as best I can. And if you have 25 the right to ask the questions, I have the 0091 1 right to answer the questions. 2 Q. And hopefully you'll answer my question. 3 A. Based on my knowledge and prior experience 4 with imaging studies including, but not 5 limited to, ultrasound and CAT scan, there are 6 many cases -- and this may be one of them -- 7 in which imaging studies failed to disclose 8 what is ultimately shown to be present on 9 pathologic examination. 10 Q. What's the mitotic index of Lillian's tumor? 11 A. High. 12 Q. Is there a gradation that's used in terms of 13 mitotic index or is high -- 14 A. There's no absolute gradation. I mean, 15 obviously there are some cases that are low 16 and this is high. There's not -- you know, 17 there's not any cast iron counting, 18 particularly in a case like this when the 19 sarcoma is high-grade. 20 Q. We can certainly agree that a higher mitotic 21 index is associated with a higher grade tumor. 22 Correct? 23 A. There is a relationship. But actually some 24 very, very malignant tumors do not have that 25 high a mitotic rate, believe it or not. 0092 1 Q. Is there an epithelial component? 2 A. No. 3 Q. You didn't consider this to be a mixed tumor, 4 did you? 5 A. No. 6 Q. What would you have had to have seen to have 7 considered this to be a mixed tumor? 8 A. An epithelial component. 9 Q. Okay. So the absence of that rules it out? 10 A. Correct. 11 Q. Okay. What would you have had to have seen to 12 have called this a stromal tumor? 13 A. Well, we touched upon this. An endometrial 14 stromal tumor, you mean? 15 Q. Yes. 16 A. The vascularity of that tumor, lower grade 17 cytology would be the two main features. And 18 a more -- a more significant permeation of the 19 typical tongue-like growth. There was an 20 element of that here as we discussed earlier, 21 but it was only focal. 22 Q. Isn't mitotic count only a reliable indicator 23 in early tumor staging? 24 A. Reliable count for what? 25 Q. For staging it. Looking at the mitotic 0093 1 count -- 2 A. Mitotic count plays no role in staging of 3 tumors whatsoever. 4 Q. So you'd be surprised to see literature even 5 in pathology or in gynecological oncology that 6 indicates that mitotic count does play a role 7 in staging tumors? 8 A. In staging tumors? 9 Q. Yes. 10 A. I would be stunned if anyone were stupid 11 enough to say that. 12 Q. Okay. You've read Dr. McLellan's deposition? 13 A. Mm-hmm. 14 Q. Did you make any notes at all? 15 A. No. 16 Q. Are there any areas that you disagree with in 17 terms of Dr. McLellan's opinions? 18 MR. RIEMENSCHNEIDER: Objection. 19 A. Yeah, I don't -- I mean -- well, you asked 20 me -- you want to go over it line by line? 21 Q. You said you've read it. 22 A. I have read it prior to this. My mother died 23 on Thursday so the last few days have been a 24 little bit chaotic, if you really want to 25 know. 0094 1 Q. I'm sorry for your loss. 2 A. Thank you. 3 Q. Dr. McLellan does not believe that there was 4 any evidence of spread of the tumor outside 5 the uterus as of May and June, and that there 6 was no clinical evidence that there was any 7 spread of the tumor as of May, June. Do you 8 have a -- 9 A. I'm aware of that. I'm aware of that. And of 10 course, as you know, my own opinion is 11 obviously the opposite. 12 Q. And Dr. McLellan says that based upon this 13 patient's bleeding, her age, the growth in the 14 ultrasounds, that any reasonable gynecologist 15 would have performed a hysterectomy, that the 16 risk-benefit analysis in terms of doing the 17 hysterectomy versus not doing the hysterectomy 18 clearly dictated that the patient should have 19 had a hysterectomy at that time. 20 I presume that in terms of performing 21 the hysterectomy, that's something that you 22 would defer to a GYN or a GYN oncologist? 23 A. Yes. 24 MR. RIEMENSCHNEIDER: Just note an 25 objection to the question. 0095 1 Q. But bottom line is, even if the hysterectomy 2 had been done in May or June, you don't think 3 that the patient's morbidity, mortality or 4 life expectancy would have been altered at 5 all? 6 A. Correct. 7 Q. Doctor, have we covered the opinions that you 8 have relative to the type of uterine sarcoma, 9 the reasons why this uterine sarcoma you 10 believe that it would not have been altered in 11 terms of treatment had it been diagnosed any 12 earlier, the significant pathology findings 13 that you believe relate to your opinions or am 14 I missing anything? 15 A. I think we've covered them. 16 Q. And, again, believe it or not, I want to be 17 fair to you to make sure that I have not 18 denied you the opportunity to explain the 19 bases for your opinions. Have I given you -- 20 even though you and I maybe have jarred a 21 little bit -- have I given you the opportunity 22 to explain your opinions reasonably? 23 A. Yeah, I believe so. 24 Q. Okay. 25 MR. MISHKIND: Thank you, sir. 0096 1 THE WITNESS: Okay. 2 (Whereupon the deposition was 3 concluded at 3:53 p.m.) 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 0097 1 C E R T I F I C A T E 2 3 COMMONWEALTH OF MASSACHUSETTS 4 5 I, Mary E. Rinne, Registered 6 Professional Reporter and Notary Public for 7 the Commonwealth of Massachusetts, 8 do hereby certify that the foregoing 9 transcript of the deposition of Robert Young, 10 M.D., having been satisfactorily identified 11 and duly sworn on Monday, April 6, 2009, is 12 true and accurate to the best of my knowledge, 13 skill and ability. 14 IN WITNESS HEREOF, I have hereunto set 15 my hand and notarial seal this 15th day of 16 April 2009. 17 18 19 20 Mary E. Rinne 21 RPR and Notary Public 22 23 My Commission Expires: January 1, 2010 24 25 0098 1 DEPONENT'S ERRATA SHEET 2 AND SIGNATURE INSTRUCTIONS 3 4 The Original of the Errata Sheet has 5 been delivered to Dirk E. Riemenschneider, 6 Esq. 7 When the Errata Sheet has been 8 completed by the deponent and signed, a copy 9 thereof should be delivered to each party of 10 record and the ORIGINAL delivered to Howard D. 11 Mishkind, Esq., to whom the original 12 deposition transcript was delivered. 13 14 INSTRUCTIONS TO DEPONENT 15 16 After reading this volume of your deposition, indicate any corrections or 17 changes to your testimony and the reasons therefor on the Errata Sheet supplied to you 18 and sign it. DO NOT make marks or notations on the transcript volume itself. 19 20 REPLACE THIS PAGE OF THE TRANSCRIPT WITH THE 21 COMPLETED AND SIGNED ERRATA SHEET WHEN 22 RECEIVED. 23 24 25 0099 1 ATTACH TO THE DEPOSITION OF ROBERT YOUNG, M.D. CASE: DAILEY v. OHIO PERMANENTE, et al. 2 APRIL 6, 2009 3 ERRATA SHEET 4 INSTRUCTIONS: After reading the transcript of your deposition, note any change or correction 5 to your testimony and the reason therefor on this sheet. DO NOT make any marks or 6 notations on the transcript volume itself. Sign and date this errata sheet (before a 7 Notary Public, if required). Refer to Page 98 of the transcript for errata 8 sheet distribution instructions. 9 PAGE LINE ____ ____ CHANGE: _________________________ 10 REASON: _________________________ ____ ____ CHANGE: _________________________ 11 REASON: _________________________ ____ ____ CHANGE: _________________________ 12 REASON: _________________________ ____ ____ CHANGE: _________________________ 13 REASON: _________________________ ____ ____ CHANGE: _________________________ 14 REASON: _________________________ ____ ____ CHANGE: _________________________ 15 REASON: _________________________ ____ ____ CHANGE: _________________________ 16 REASON: _________________________ ____ ____ CHANGE: _________________________ 17 REASON: _________________________ ____ ____ CHANGE: _________________________ 18 REASON: _________________________ ____ ____ CHANGE: _________________________ 19 REASON: _________________________ 20 I have read the foregoing transcript 21 of my deposition and except for any corrections or changes noted above, I hereby 22 subscribe to the transcript as an accurate record of the statements made by me. 23 24 ___________________________ Robert Young, M.D. Date 25