0001 1 IN THE COURT OF COMMON PLEAS OF CUYAHOGA COUNTY, OHIO 2 - - - - - 3 CAESAR C. DAILEY, Individually and as 4 Administrator of the Estate of Lillian Dailey, 5 deceased, 6 Plaintiff, 7 vs Case No. CV-07-629950 8 OHIO PERMANENTE MEDICAL GROUP, INC., 9 et al., 10 Defendants. 11 12 - - - - - 13 DEPOSITION OF PATRICIA GRAYSON, M.D. 14 WEDNESDAY, MAY 7, 2008 15 - - - - - 16 Deposition of PATRICIA GRAYSON, M.D., a 17 Witness herein, called by counsel on behalf of 18 the Plaintiff for examination under the statute, 19 taken before me, Vivian L. Gordon, a Registered 20 Diplomate Reporter and Notary Public in and for 21 the State of Ohio, pursuant to agreement of 22 counsel, at the offices of Buckingham, Doolittle 23 & Burroughs, One Cleveland Center, Cleveland, 24 Ohio, commencing at 1:30 o'clock p.m. on the day 25 and date above set forth. 0002 1 APPEARANCES: 2 On behalf of the Plaintiff 3 Becker & Mishkind Co., LPA, by 4 HOWARD D. MISHKIND, ESQ. 5 Skylight Office Tower 6 1660 West Second Street Suite 660 7 Cleveland, Ohio 44113 8 216-241-2600 9 10 11 On behalf of the Defendants 12 Buckingham, Doolittle & Burroughs, LLP, by 13 DIRK E. RIEMENSCHNEIDER, ESQ. 14 1375 East Ninth Street 15 One Cleveland Center Suite 1700 16 Cleveland, Ohio 44115 17 216-621-5300 18 19 20 - - - - - 21 22 23 24 25 0003 1 PATRICIA GRAYSON, M.D., a witness herein, 2 called for examination, as provided by the Ohio 3 Rules of Civil Procedure, affirming, as 4 hereinafter certified, was deposed and said as 5 follows: 6 EXAMINATION OF PATRICIA GRAYSON, M.D. 7 BY MR. MISHKIND: 8 Q. Good afternoon. 9 A. Good afternoon. 10 Q. Would you please state your name. 11 A. Patricia Susan Grayson. 12 Q. It's my understanding that you are a 13 physician; is that correct? 14 A. Yes. 15 Q. Internal medicine? 16 A. Yes. 17 Q. Are you board certified in internal 18 medicine? 19 A. No. 20 Q. Dr. Grayson, have you had your 21 deposition taken at any time in the past? 22 A. Yes. 23 Q. When is the last time that your 24 deposition was taken? 25 A. Several years ago. 0004 1 Q. Even though you have had your 2 deposition taken before, I want to give you a 3 couple ground rules. I am also going to tell 4 you a little bit about what I anticipate asking 5 you so that you have an idea so that there 6 aren't any surprises as we go through the 7 deposition. 8 When you answer my questions, even 9 though you have had your deposition taken 10 before, make sure that you answer verbally 11 rather than nodding your head or answering 12 uh-huh or uh-ugh, so that Vivian's job isn't any 13 more difficult than it already is. 14 Will you do that for me? 15 A. Yes. 16 Q. If you don't understand my question, 17 will you tell me, Mr. Mishkind, I don't have a 18 clue what you are asking me, and I'll try to 19 rephrase the question? 20 A. Yes. 21 Q. If you answer the question, is it 22 reasonable for me to conclude that you 23 understood the question? 24 A. Yes. 25 Q. I anticipate asking you some 0005 1 questions about your background and your 2 training and your employment and then I want to 3 go through and talk about Lillian Dailey and 4 your involvement in Lillian's care. I'm not 5 going to go through each and every visit that 6 you had with her, but I want to get a sense of 7 Lillian as a patient and matters leading up to 8 the time of her death and your knowledge as it 9 relates to her surgery and the clearance for 10 surgery and her ultimate demise. I'm going to 11 try to go in a chronological order. Does that 12 make sense? 13 A. Yes. 14 Q. So the first thing I want to do is 15 talk to you a little bit about your background 16 in terms of your education. 17 Tell me, first, where did you go to 18 medical school? 19 A. The Ohio State University. 20 Q. And you graduated from Ohio State in 21 what year, ma'am? 22 A. 1974. 23 Q. Where are you originally from? 24 A. Do you mean where I was born? 25 Q. Yes, ma'am. 0006 1 A. I was born in Washington, D.C. 2 Q. Okay. You have a southern accent. 3 I thought you were perhaps further down south 4 than Washington, although that's south of 5 Cleveland. 6 A. I graduated from Fisk University in 7 Nashville, Tennessee. 8 Q. Okay. I knew there was some 9 southern component there. 10 After graduating from Ohio State in 11 '74, did you do a residency? 12 A. Yes. 13 Q. Where was your residency? 14 A. In Columbus, Ohio. 15 Q. What hospital or hospitals? 16 A. Mt. Carmel Medical Center. 17 Q. Was your residency in internal 18 medicine? 19 A. Yes. 20 Q. How many years was the residency? 21 A. One year internship and two years 22 residency; three total. 23 Q. After finishing your residency, did 24 you become board eligible? 25 A. Yes. 0007 1 Q. Did you ever sit to take the boards? 2 A. Yes. 3 Q. And on how many occasions have you? 4 A. One. 5 Q. One time? 6 A. Yes. 7 Q. About what year was that? 8 A. 1977. 9 Q. Have you attempted to satisfactorily 10 become board certified since 1977? 11 A. No. 12 Q. Is there a reason that you didn't 13 take the boards again? 14 MR. RIEMENSCHNEIDER: Objection. Go 15 ahead. 16 MR. MISHKIND: The objection 17 Mr. Riemenschneider made is only for the record 18 unless he tells you not to answer the question. 19 MR. RIEMENSCHNEIDER: You can answer 20 the question. 21 A. Would you repeat the question? 22 Q. You indicated to me before that you 23 are not board certified, so I presume that you 24 were not successful in your first attempt to 25 become board certified; true? 0008 1 A. Yes. 2 Q. Was that the oral or the written 3 that you were unsuccessful in? 4 A. At that time it was only written. 5 Q. In order to take the boards again, 6 did you have to pursue any additional classes or 7 additional training? 8 A. No. 9 Q. Tell me why you didn't pursue board 10 certification. 11 A. It was not a requirement. 12 Q. After 1977, did you continue to 13 practice down in the Columbus area or did you 14 practice elsewhere? 15 A. After 1977 I was hired by the Ohio 16 Permanente Medical Group. 17 Q. Have you been an employee of OPMG 18 since 1977? 19 A. Yes. 20 Q. Have you worked for any other 21 medical group or corporation since 1977? 22 A. No. 23 Q. Do you work full time, ma'am? 24 A. Yes. 25 Q. Over the past 31 years, have you 0009 1 worked for any other professional groups other 2 than OPMG? 3 A. No. 4 Q. Has your practice been exclusively 5 up in the northeast Ohio area or have you worked 6 throughout other areas in the state with OPMG? 7 A. OPMG is not in other areas of the 8 state. 9 Q. There is Cleveland, there is also 10 Akron, Fairlawn. I'm just wondering whether 11 your practice has been just up in the Cleveland 12 area? 13 A. Yes, the Cleveland area. 14 Q. You have not worked down in 15 Fairlawn? 16 A. No. 17 Q. Okay. When you saw Lillian, did you 18 see her just at the Cleveland Heights facility 19 or did you see her at other facilities? 20 A. Only Cleveland Heights. 21 Q. Doctor, do you have hospital 22 privileges? 23 A. At this time, no. 24 Q. When is the last time you had 25 hospital privileges? 0010 1 A. In the 1990s. The organization now 2 has physicians who only go to the hospital. 3 They are called hospitalists. And that's their 4 job to only take care of hospital patients. 5 Q. About when did that status change 6 that the company or the OPMG had hospitalists? 7 A. I would say in the 1990s. 8 Q. Are you able to give me a better 9 sense? Was that early 1990s? 10 A. Mid, toward the end. 11 Q. Prior to that, did you have hospital 12 privileges? 13 A. Yes. 14 Q. Where were they at? 15 A. With the Kaiser Foundation, with 16 St. Luke's Hospital, and with The Cleveland 17 Clinic. 18 Q. Since the 1990s, mid to whenever 19 that changed, have you had courtesy or admitting 20 privileges to any hospital? 21 A. Since it changed, no. 22 Q. Have you ever applied for privileges 23 to a hospital and been denied? 24 A. No. 25 Q. Have you ever been the subject of 0011 1 any disciplinary action before any State Medical 2 Board? 3 A. No. 4 Q. Have you published anything in any 5 peer reviewed journals or books? 6 A. No. 7 Q. Have you written anything in any 8 non-peer reviewed journals that's been 9 published, a throw-away or anything? 10 A. No. 11 Q. Within the area of internal 12 medicine, do you have an area of subspecialty? 13 A. No. 14 Q. So you would consider yourself to be 15 general internal medicine? 16 A. Yes. 17 Q. You have been licensed to practice 18 medicine since 1974? 19 A. Yes. 20 Q. And has your license remained 21 current and continuous since 1974? 22 A. Yes. 23 Q. In the department of internal 24 medicine at Kaiser, help me understand, at the 25 Cleveland Heights facility, how many doctors of 0012 1 internal medicine -- let's talk about back in 2 the 2005-2006 period -- how many internal 3 medicine doctors worked at the Cleveland Heights 4 location? 5 A. I don't know the exact number. 6 Q. Can you give me an estimate of how 7 many of the physicians there were besides 8 yourself? 9 A. Twelve. 10 Q. I started out the deposition by 11 asking you whether you've had your deposition 12 taken before and you told me you have. Have you 13 ever been the party to any litigation where you 14 have been named as a defendant in any medical 15 negligence cases? 16 MR. RIEMENSCHNEIDER: Objection. 17 Continuing objection. 18 MR. MISHKIND: That's fine. 19 MR. RIEMENSCHNEIDER: You can answer 20 that question, doctor. 21 A. Not that I know of. 22 Q. The circumstances that led you to 23 giving a deposition in the past, did it have to 24 do with one of your patients? 25 A. Yes. 0013 1 Q. Were you testifying as a treating 2 doctor on behalf of a patient? 3 A. No. 4 Q. Was there an issue that this was a 5 claim of medical negligence against Kaiser? 6 A. As far as I know. I don't know the 7 legal terminology. 8 Q. How many times have you been 9 deposed? 10 A. I would say two to three. 11 Q. In any of those depositions, was 12 your care the subject of controversy? And by 13 that I mean, was someone questioning whether or 14 not you had provided reasonable and safe care to 15 a patient? 16 MR. RIEMENSCHNEIDER: Objection. 17 You can answer. 18 A. No. 19 Q. So this would be the third or fourth 20 time that your deposition has been taken? 21 A. Yes. 22 Q. Have you ever served as an expert 23 witness in any medical negligence cases? 24 A. No. 25 Q. Do you hold a title within the 0014 1 department of internal medicine at Kaiser? 2 A. No. 3 Q. Have you ever held a title, either 4 chair or chief of internal medicine or anything 5 of that nature? 6 A. Not chair/chief. I was the employee 7 physician at one point in time. 8 Q. Employee physician? 9 A. When new employees come to apply for 10 the job, they have a history and physical done 11 and the records are reviewed and the labs are 12 reviewed. 13 Q. Tell me about your current practice. 14 A. I practice internal medicine. 15 Internal medicine is with adults age 18 and up. 16 My oldest patients are 99 years of age. I have 17 patients that I've seen for 30 years. 18 Internal medicine deals with adult 19 problems, such as hypertension, diabetes, heart 20 conditions, colds, backaches. 21 Q. Do you provide well woman care? 22 A. I do not know what you mean by the 23 term well woman care. 24 Q. As an internist, you never heard of 25 the term well woman care? 0015 1 A. I have heard the term well woman, 2 but the term may mean different things to 3 different people in different organizations. 4 Q. Tell me what you understand the term 5 well woman care to encompass. 6 A. To encompass care of women, women 7 alone, as opposed to males and general 8 evaluations. 9 Q. Do you do breast exams? 10 A. Yes. 11 Q. Do you provide screening for breast 12 cancer? 13 A. Yes. 14 Q. Do you do PAP smears? 15 A. No. 16 Q. There are certain internal medicine 17 doctors that provide a full array of care, well 18 woman care, which would include screening for 19 breast cancer as well as such things as PAP 20 smears and things of that nature. 21 So if there is a gynecological 22 issue, do you refer the patient out for 23 gynecological care, normal or abnormal? 24 A. I refer to the Kaiser GYN 25 department. 0016 1 Q. You do order mammograms, though? 2 A. Yes. 3 Q. Within the area of screening for 4 female patients, what areas do you exclude from 5 your practice? Gynecological issues, such as 6 PAP smears, so anything relating to cervical, 7 vaginal, uterine issues, you defer to a 8 gynecologist for screening modalities? 9 A. Yes. 10 Q. Do you review with your patients the 11 screening protocols, your female patients, the 12 screening protocols in terms of how often a 13 female within a certain age range should be seen 14 for routine mammograms or routine gynecological 15 evaluations? 16 A. Yes. 17 MR. RIEMENSCHNEIDER: Note my 18 objection as to the two questions. I think she 19 only follows mammograms. I want to make sure 20 the answer is clear. 21 MR. MISHKIND: I'll be happy to 22 rephrase it. It's probably the first time I've 23 ever given you credit. 24 MR. RIEMENSCHNEIDER: It makes my 25 day. 0017 1 MR. MISHKIND: Every once in a 2 while. 3 Q. In terms of the clinical guidelines 4 for breast cancer surveillance, do you follow 5 the American Cancer Association guidelines in 6 terms of the frequency for mammography, clinical 7 breast exams, and self breast exams, or do you 8 follow a different guideline? 9 A. I follow the American guidelines. 10 Q. American Cancer? 11 A. Yes. 12 Q. So do you for your adult female 13 patients recommend yearly clinical breast exams? 14 A. Yearly clinical breast exams? 15 Q. Yes. 16 A. You mean by a clinician, not self 17 breast exams? 18 Q. Correct. 19 A. The recommendation is for 20 mammography. 21 Q. And how often is it your 22 understanding that the American Cancer Society 23 recommends mammography for patients above -- is 24 it 40 and above that the recommendations apply? 25 A. Yes, 40. 0018 1 Q. Is that yearly or every other year? 2 A. It depends. There has been 3 recommendations for every year and some of the 4 other recommendations are every other year. 5 Q. Which ones do you follow? 6 A. With my patients I recommend yearly. 7 Q. And in terms of the clinical breast 8 exam by the clinician as opposed to self breast 9 exams, what do you recommend to your patients? 10 A. Yearly. 11 Q. In terms of self breast exams, what 12 do you recommend to your patients? 13 A. At least monthly. 14 Q. In terms of screening for 15 gynecological issues, you have told me a moment 16 ago that you don't do PAP smears and you don't 17 do other screening modalities yourself; true? 18 A. Yes. 19 Q. You would refer a patient to a 20 gynecologist for the routine GYN screening; 21 true? 22 A. Yes. 23 Q. How often do you recommend to your 24 female patients and at what age do you recommend 25 to your female patients that they have screening 0019 1 for various GYN issues? 2 A. Any female 18 and over who is 3 sexually active should be seen by a 4 gynecologist. Any female who is having any 5 question of a gynecological issue should be seen 6 in the GYN department regardless of their age. 7 The recommendation is if a lady has 8 had a negative PAP smear and she has not had any 9 issue, the PAP does not have to be done but 10 every two to three years. 11 Q. As an internist, do you routinely 12 review with your female patients the recommended 13 guidelines for regular follow up on GYN issues? 14 MR. RIEMENSCHNEIDER: Objection. Go 15 ahead. 16 A. Yes. 17 Q. And then you tell them that you 18 won't be providing that GYN screening, but that 19 they should be seen by someone, if they are a 20 Kaiser member, within the Kaiser Permanente 21 System; is that a fair statement? 22 A. Yes. 23 Q. To prepare yourself for today, 24 doctor, did you review Lillian's records? Not 25 necessarily today, but in the recent past, did 0020 1 you review her records? 2 A. I reviewed what was given to me by 3 Mr. Riemenschneider. 4 Q. What was given to you? Did it 5 include your office notes? 6 A. My office notes, yes. 7 Q. I know that you were responsible for 8 ordering certain tests for Lillian. For 9 example, you were the one that I believe ordered 10 one or perhaps more of the ultrasounds that were 11 done on Lillian in 2005; is that correct? 12 A. No. 13 Q. Did you ever order any ultrasounds? 14 A. I ordered an ultrasound of the leg. 15 Q. That was after she had her 16 hysterectomy? 17 A. Yes. 18 Q. Tell me -- and certainly please 19 refer to the records as necessary. This is not 20 a memory contest -- but tell me when it was that 21 you first met Lillian. 22 A. April 17th, 1979. 23 Q. 1979? 24 A. 1979. 25 Q. How old was she at that time? 0021 1 A. Twenty-nine. 2 Q. Tell me what history you obtained 3 from her at that time. 4 A. She came in for a physical and she 5 was basically in good health. Her concern was 6 over weight gain and she hadn't been on a diet. 7 Q. Did you see Lillian periodically 8 after 1979? 9 A. Yes. 10 Q. How often did you see her -- and 11 remember I told you at the very beginning of the 12 deposition I wasn't going to go through each and 13 every visit -- but tell me how often you would 14 see her from 1979 up until the 1990s? 15 A. I don't know without looking at the 16 record. 17 Q. Remember a moment ago I said it's 18 not a memory contest. Go ahead and look at the 19 record and give me an idea of how frequently you 20 saw her. 21 (Discussion off the record.) 22 Q. Doctor, you are missing the point. 23 I'm not asking you to count it up. 24 After 1979, when did you next see 25 her? 0022 1 MR. RIEMENSCHNEIDER: This is my 2 copy. I think we sent you your records, give or 3 take a few. I'm not sure if there are some 4 missing, but I think these go back. Do the best 5 you can. Obviously we are spanning a long time 6 period. 7 A. The first time I saw Mrs. Dailey was 8 November 15 of 1977, not 1979. The first paper 9 in the copies of the record is listed as 1979, 10 that's why I said 1979. 11 Q. But in actuality you saw her in 12 1977? 13 A. Now that I have had a chance to 14 actually look at the record, the first time I 15 saw Mrs. Dailey was November 15th, 1977. 16 Q. And what was the reason for that 17 visit, according to the record? 18 A. Complaint of lump, right breast. 19 Q. What did you do by way of exam or 20 testing on that date? 21 A. I referred her to our dermatologist. 22 Q. What was the outcome of the 23 referral? 24 A. She was seen by the dermatologist in 25 fact on the same day and there was a cyst under 0023 1 the right breast. No treatment was needed. 2 Q. Was this a benign condition? 3 A. I do not know. I'm only reading 4 what is on the record. 5 Q. Did you know her in the '70s or the 6 '80s or '90s to have any type of malignancy in 7 the breast? 8 A. No. 9 Q. Is it fair to conclude that this 10 cyst that you referred her to the dermatologist 11 for was, in fact, a benign cyst? 12 A. The record states here it was a 13 scarred acne formed cyst. I'm trying to read 14 the writing here. Scarred acne form cyst under 15 the right breast, not in the breast. 16 Q. No ongoing treatment required for 17 that condition? 18 A. The dermatologist wrote no treatment 19 needed. 20 Q. Fair enough. So then from '77, do 21 we then go to 1979 as being the next time that 22 you would have seen her? 23 A. By the record, July 17, 1980. 24 Q. So this April 17, '79 reference that 25 you had made earlier, was that in error? 0024 1 A. No, that was a physical. 2 Q. So you did a complete physical on 3 her at that time? 4 A. Yes. 5 Q. Were there any abnormal findings 6 based upon your physical examination? 7 A. Obesity and vaginitis monilia. 8 Q. Did you treat the vaginitis? 9 A. Yes. 10 Q. What did you prescribe for her? 11 A. Monistat 7. 12 Q. Now, jumping ahead, doctor -- you 13 don't have to go to a record -- jumping ahead to 14 current day, if a female patient has vaginitis, 15 do you treat vaginitis or do you refer your 16 female patients to a GYN for the treatment of 17 vaginitis? 18 A. I refer. 19 Q. So back in the 1970s, you were 20 treating that within the scope of your internal 21 medicine practice? 22 A. Yes. 23 Q. Okay. Do you know about when that 24 changed, approximately? 25 A. Fifteen years. 0025 1 Q. So you treated her for the vaginitis 2 and I presume at some reasonable period of time 3 the vaginitis cleared up? 4 A. I don't see another visit for that 5 condition on the record. 6 Q. Is it fair for me to conclude that 7 the condition resolved? 8 A. Your conclusion. 9 Q. Tell me if my conclusion is 10 ill-founded. 11 A. You can't say whether a condition 12 resolved or not. I mean, if there was not a 13 follow-up, perhaps it did, but you are not the 14 patient, so you don't know. 15 Q. Let me ask this then, and it might 16 help a little bit about making this process a 17 little bit easier for you. 18 Tell me, since we are talking a span 19 of almost 30 years that Lillian was your 20 patient, can you tell me whether you found 21 Lillian, in general -- and I emphasize in 22 general -- to be a compliant patient. 23 A. Yes. 24 Q. She was obese and had been obese 25 from the time that she first became a patient of 0026 1 yours; true? 2 A. Yes. 3 Q. You also treated her for some other 4 medical problems. I believe she at one point in 5 time was diagnosed as a diabetic? 6 A. Yes. 7 Q. Was she insulin or noninsulin 8 dependent? 9 A. Noninsulin dependent. 10 Q. Was she prescribed medication for 11 her diabetes? 12 A. Not that I recall. 13 Q. Diet controlled? 14 A. Diet controlled. 15 Q. Did she appear, in terms of the 16 blood work that you did on her to check her 17 glucose and hemoglobin, A1C, to be compliant 18 with the diet regimen? 19 A. Yes. 20 Q. Did she have any significant 21 sequelae as a consequence of the diabetes? 22 A. No. 23 Q. In addition to the diabetes and her 24 obesity, was she also treated at one point in 25 time for hyperlipidemia? 0027 1 A. Not that I recall. 2 Q. What about hypertension? 3 A. Not that I recall. 4 Q. What medical conditions or ailments 5 did you treat her for on a chronic or long-term 6 basis other than managing her diabetes and the 7 issues that may arise with her diabetes, were 8 there any other conditions that she saw you for 9 and that you managed over the course of time 10 before we get into her perimenopausal or her, 11 let's say, her late 40s, early 50s? 12 THE WITNESS: Am I allowed to look at 13 the record? 14 MR. RIEMENSCHNEIDER: Yes. 15 Q. Doctor, you can use the record as 16 much as you need. Again, I'm not trying to make 17 this a memory contest, but certainly you have a 18 long history with this patient, more than 19 probably any other doctor that treated her, so 20 that's why I want to get a sense of what 21 conditions you treated her for. 22 A. Knee pain, hypertension. 23 Q. When did you first note 24 hypertension? 25 A. October 26th, 2001. 0028 1 Q. Did you prescribe medication for her 2 hypertension? 3 A. Yes. Hydrochlorothiazide 25 4 milligrams. 5 Q. Continue, please. 6 A. She had been seen for colds 7 periodically, sore throat and cold. 8 Q. As you look through that to sort of 9 summarize what you told us about thus far in 10 terms of chronic medical conditions, she had 11 hypertension that she was treated with 12 medication; diabetes, which she was on diet 13 control; and her obesity, was it just a weight 14 management program that you had to have her 15 follow? 16 A. Yes. 17 Q. And did she follow the diet 18 recommendations that you made? I know sometimes 19 it's difficult to lose weight, but did she 20 appear to be interested in improving her health? 21 A. Yes. 22 Q. Besides the hypertension, the 23 diabetes, the obesity, what other -- and 24 obviously colds and knee problems, were there 25 any other issues other than general physicals 0029 1 that you did on her over the course of the years 2 before we start getting into the 2000s and start 3 talking about some of the issues that are 4 germane to her perimenopausal or irregular 5 uterine bleeding? 6 A. No. 7 Q. Okay. Let me ask you a couple 8 questions about Lillian. You obviously remember 9 Lillian? 10 A. Yes. 11 Q. Did you have occasion to meet any of 12 Lillian's family prior to Lillian's demise? 13 A. No. 14 Q. After Lillian died, did you have any 15 communication with any of the family? 16 A. Not that I recall. 17 Q. You knew that she had a daughter? 18 A. Yes. 19 Q. But you never had occasion to meet 20 her, either in the lobby or -- 21 A. No. I never met her daughter nor 22 her husband. 23 Q. What about her sister or any other 24 family members? 25 A. No. 0030 1 Q. How would you describe the 2 communication that you and Lillian had? Did you 3 have a good physician/patient relationship? 4 A. Yes. 5 Q. Did she seem to confide in you? In 6 other words, if she had a physical problem, 7 would she describe it? 8 A. Yes. 9 Q. And I think you told me before that 10 she seemed to be interested in doing the right 11 thing to maintain her state of health? 12 A. Yes. 13 Q. Did she have any mental health 14 issues? Any issues of anxiety or depression 15 that you either observed or treated her for 16 during the course in time? 17 A. No. 18 Q. What was her occupation? 19 A. As I recall, she was employed by 20 Community College and her background was in 21 English from Northwestern University. 22 Q. Was Lillian, in terms of her 23 demeanor -- even though you can have a good 24 relationship with a patient, sometimes the 25 patient can be a difficult person, even though 0031 1 you have a good relationship. Was she friendly 2 and cordial in your physician/patient 3 relationship encounters? 4 A. Yes. 5 Q. Can you think of a situation where 6 Lillian got upset with you or was mad at you for 7 not being responsive to something or making a 8 recommendation that she took issue with? 9 A. No. 10 Q. Congratulations. I know that you 11 can't say that about every patient. 12 As an internist, even though you 13 don't treat GYN issues, I presume that you are 14 familiar with the risk factors for a woman 15 developing uterine cancer? 16 A. No. 17 Q. You are not? 18 A. No. 19 Q. Were you aware of the risk factors 20 for a woman developing uterine sarcoma? 21 A. No. 22 Q. In terms of your keeping current 23 with regard to matters of internal medicine -- 24 and I think you told me your internal medicine 25 practice took you from, was it from adolescence? 0032 1 A. No. Eighteen. 2 Q. Eighteen to grave? 3 A. Eighteen continuously. Live 4 patients. 5 Q. To immediately before the grave. 6 But as far as being familiar with the risk 7 factors for a middle age woman in terms of 8 whether a middle age woman was more or less at 9 risk of having uterine cancer or uterine 10 sarcoma, you were not then nor are you now 11 familiar with what the risk factors are -- 12 MR. RIEMENSCHNEIDER: Objection. 13 Asked and answered. 14 Q. -- is that a fair statement? 15 MR. RIEMENSCHNEIDER: Objection. 16 Asked and answered. You can answer it one more 17 time. Go ahead. 18 A. Can you repeat the question? 19 Q. Sure. My question to you was -- and 20 I just want to make sure I understand. You are 21 telling me that even though you don't treat GYN 22 issues, you were not then, back in 2004, 2005, 23 nor are you now familiar with what the risk 24 factors are that increase the likelihood of a 25 patient having uterine cancer? 0033 1 A. Yes, I am not familiar. 2 Q. Okay. And the same thing for 3 uterine sarcoma, you weren't then nor are you 4 now familiar with what the risk factors are for 5 the development of uterine sarcoma? 6 A. Yes, I am not familiar. 7 Q. In terms of keeping current with 8 evidence based medicine as it relates to 9 internal medicine, what journals do you 10 regularly read? 11 A. The AMA, the Family Practice 12 Journal, Internal Medicine News, and The 13 Cleveland Clinic Journal. 14 Q. The Cleveland Clinic Journal, does 15 it have a particular name? 16 A. I don't recall if it has a name 17 beyond The Cleveland Clinic Journal. 18 Q. Do you do web based research to keep 19 current on areas of internal medicine as well? 20 A. No. 21 Q. So you would receive publications or 22 the journals that you just mentioned? 23 A. Yes. 24 Q. And are those peer reviewed 25 journals? 0034 1 A. I don't know if they are peer 2 reviewed. These are journals that are 3 established, you know, throughout not only the 4 United States, throughout the world, people read 5 them. 6 Q. Fair enough. And do you read those 7 journals on a regular basis to keep current and 8 up to date on evidence based medicine in the 9 area of medicine? 10 A. Yes. 11 Q. Do you refer to those journals as 12 opposed to referring to treatises, such as 13 Harrison's or textbooks on internal medicine or 14 do you also refer to Harrison's and perhaps some 15 of the other internal medicine journals to keep 16 current in the areas of evidence based medicine 17 in internal medicine? 18 A. Textbook and journals. 19 Q. Is Harrison's, in your opinion, a 20 reasonably reliable and authoritative text in 21 the area of internal medicine? 22 A. Yes. 23 Q. What other textbooks do you consider 24 to be reasonably reliable and authoritative in 25 the area of internal medicine? 0035 1 A. Cecil. 2 Q. Do you refer to Cecil and Harrison 3 from time to time to keep current? 4 A. Yes. 5 Q. Any other textbooks that you refer 6 to from time to time and consider to be 7 reasonably reliable and authoritative beyond 8 Cecil's and Harrison's? 9 A. No. 10 Q. To prepare yourself for today, other 11 than meeting with this fine gentleman seated to 12 your right, did you review any medical 13 literature? 14 A. No. 15 Q. Have you at any time seen the 16 autopsy on Lillian? 17 A. Seen the report? 18 Q. The actual autopsy. 19 A. No. 20 Q. Did you know that Lillian died of 21 pulmonary sarcoma embolism and thromboembolism 22 and pulmonary metastasis due to the sarcoma of 23 her uterus? 24 A. No. 25 Q. So when I just read that to you, 0036 1 that was the first time you were aware of that? 2 A. I heard the terminology pulmonary 3 sarcoma, but the other, no, I have never seen 4 the report. 5 Q. Have you ever, in your knowledge, 6 training and experience, ever known of a patient 7 that from a pathophysiological standpoint had 8 uterine sarcoma and then died of a pulmonary 9 sarcoma embolism? 10 A. No. 11 Q. Did you ever talk with the doctor 12 from The Cleveland Clinic or any of the doctors 13 from The Cleveland Clinic that treated Lillian 14 for the hysterectomy or any of the initial 15 workup before her hysterectomy? 16 A. No. 17 Q. Have you ever had occasion to refer 18 any of your patients, doctor, to Dr. Michener at 19 The Cleveland Clinic? 20 A. No. 21 Q. Do you know what kind of doctor 22 Dr. Michener is? 23 A. No. 24 Q. Do you know what a uterine leiomyoma 25 is? 0037 1 A. Yes. 2 Q. What is it? 3 A. Fibroid. 4 Q. Is a uterine leiomyoma a benign or 5 nonbenign condition or can it be either? 6 A. That I don't know. 7 Q. What I'm going to do now, doctor, 8 just so you can focus in now, is I'm going to 9 concentrate on asking you some questions 10 relative to the period of 2004 and 2005. It is 11 unlikely that I'm going to go back in time 12 before 2004. If I do, I will let you know so 13 that I don't make it any more difficult for you, 14 okay? 15 A. Yes. 16 Q. In 2004, we know from the records 17 that Lillian was seen in the department of 18 obstetrics and gynecology by a nurse 19 practitioner specifically on October 8th, at 20 which point in time she had an appointment for a 21 well woman exam, but had an enlarged uterus and 22 there were some issues with regard to her GYN 23 status. 24 The reason I mention that sort of as 25 a prelude to the next question is that you saw 0038 1 her on November 5, 2004 after she was seen for a 2 well woman exam. 3 Were you aware that she had been 4 seen in the department of GYN when you saw her 5 on November 5, 2004? 6 A. I don't recall. 7 Q. Do you have your November 5, 2004 8 note in front of you? 9 A. Yes. 10 Q. Do you see the reason for the visit 11 was referral to GI? 12 A. Yes. 13 Q. And do me a favor, if you would, 14 read to me under where it says right below other 15 current medical medications, list below, can you 16 read me what is written? 17 A. VS stable. 18 Q. That's vital signs stable? 19 A. Yes. BP stable. Chest clear. 20 Cardiac normal S1S2. Lab, CBC, lytes, BUN, 21 creatinine, glucose, lipid, liver, thyroid, uric 22 acid, calcium, screening colonoscopy. RTC seven 23 months. Then my signature and the nurse's 24 signature. 25 Q. Now, tell me, you have a number of 0039 1 different medical terms that are listed after 2 the chest and then what you have just read. 3 What are you describing? 4 A. That's lab and it's a dash and then 5 all of those words that I used. 6 Q. So in other words, you wanted labs 7 done to evaluate certain things? 8 A. Yes. 9 Q. And what were you looking for and 10 why were you ordering those labs on November 5, 11 2004? 12 A. Because the patient had hypertension 13 and these are basic screening labs. 14 Q. Now, where it says referral to GI, 15 GI stands for? 16 A. Gastroenterology department -- 17 gastrointestinal department. 18 Q. And you were referring her for, was 19 it a colonoscopy? 20 A. Screening colonoscopy. 21 Q. At this point in time, she was -- 22 let's see, how old was she? 23 A. Fifty-five years and two months. 24 Q. Would this be her first, to your 25 knowledge, her first screening colonoscopy? 0040 1 A. I don't know. 2 MR. RIEMENSCHNEIDER: Howard, I need 3 to take a break. 4 (Recess had.) 5 Q. Now, doctor, when you order a test 6 on a patient in internal medicine, do you 7 routinely receive a copy of the test results? 8 A. Yes. 9 Q. For example, if you order blood 10 work, the results of the blood work will come 11 back to you? 12 A. Yes. 13 Q. And is it your duty and 14 responsibility to then check the blood work to 15 determine whether or not there are any 16 abnormalities? 17 A. Yes. 18 Q. And if there are any abnormalities, 19 to determine whether or not it's something that 20 you within your practice can treat or whether it 21 needs to be referred to someone else? 22 A. Yes. 23 Q. If you order an x-ray or any other 24 diagnostic studies, not blood work, but if you 25 order a particular study, is it the routine and 0041 1 practice and custom for the results of an x-ray 2 or diagnostic study to come back to you? 3 A. Yes. 4 Q. And then do you have a duty and 5 responsibility to review the report to determine 6 whether or not it is something within your area 7 of expertise or whether it needs to be referred 8 to a specialist? 9 A. Yes. 10 Q. Going back to the November 5, 2004 11 office visit, is it fair to say that when 12 Lillian came to see you that she was coming 13 because she needed to be referred by you to a GI 14 doctor? 15 A. Yes. 16 Q. And it looks like that was 17 essentially the only reason for her visit? 18 A. Yes. 19 Q. Now, when you saw her on that date, 20 on the problem list, the left-hand side, 21 hypertension benign is circled. Did you circle 22 that? 23 A. Yes. 24 Q. Tell me why you circled that. 25 A. The protocol at the time was to list 0042 1 under problems on that list the diagnosis for 2 the patient at that point in time. Hypertension 3 benign was typed on, so you did not have to 4 rewrite what was typed on. So that was the 5 reason for the visit. Blood pressure was 6 checked and evaluated and hypertension benign 7 was circled. 8 Q. Did you have the kind of 9 relationship with your patients where you would 10 review general state of health with the patient 11 even though they may only be present for a 12 specific reason on a particular visit? 13 A. I would ask them in general how they 14 were. I would not review, say, a review of 15 systems. 16 Q. So, for example, on this visit, even 17 though she was seeing you for a referral for GI, 18 you would have talked with her about the status 19 of her hypertension and the need for some blood 20 work to be done? 21 A. I would have told her at the end of 22 the visit what I would like to have done. I 23 would've told her her blood pressure result and 24 that I wanted to have her to have lab done and 25 it had been ordered. 0043 1 Q. Okay. And you would have known on 2 November 5, 2004 that she had been seen about 3 less than a month earlier and had a vaginal 4 infection; correct? 5 A. No. 6 Q. What is Diflucan? 7 A. Diflucan is a medication that is 8 given for a yeast infection. 9 Q. Under the current medications, you 10 would have known had you looked at the record 11 that she was seen on October 8th by Evelyn James 12 and was taking Diflucan 150 milligrams one time 13 a day; correct? 14 A. If I read that. 15 Q. Well, would there be any reason why 16 you wouldn't have read that record? 17 MR. RIEMENSCHNEIDER: You are 18 talking about her record here or Evelyn James' 19 record? 20 MR. MISHKIND: Her record. 21 Q. It says less than a month earlier -- 22 A. You are saying is there a reason why 23 I would not have read it? 24 Q. Let me make it easier for you. She 25 comes to you for a referral for GI. You do 0044 1 vital signs with her. I presume being a 2 reasonable and prudent physician that you would 3 have looked and seen just less than a month ago 4 she was put on medication for a yeast infection. 5 Correct me if I am wrong. 6 Maybe I'm entirely wrong, but I 7 would presume that you would have asked her how 8 she was doing, given the fact that it was just 9 less than a month earlier and she was taking 10 Diflucan for a yeast infection. Maybe I'm 11 wrong. 12 A. No. 13 Q. You wouldn't have even mentioned it? 14 You would have skimmed right past that? 15 A. I would not use that terminology. 16 Q. Would you have discussed with her 17 her current medications and how she was doing 18 relative to that particular condition? 19 A. I would have discussed internal 20 medicine medications. 21 Q. Okay. And at that particular point, 22 because Diflucan was something that you were 23 deferring to GYN, would you have left that out 24 of your discussion with her entirely? 25 A. Yes. 0045 1 Q. Now, if she had mentioned something 2 to you about the status of her GYN visit, would 3 you have -- what would you have done under those 4 circumstances? 5 A. It would depend on what Mrs. Dailey 6 would have said. 7 Q. Okay. On the left-hand side it says 8 female climacteric state. Do you know what that 9 means? 10 A. No. 11 Q. And obviously uterine leiomyoma, 12 NOS. We have already talked about that being a 13 fibroid growth or fibroid tumor in the uterus. 14 The NOS I think you told me you didn't know what 15 that stood for? 16 A. I don't know, but you did not ask me 17 before, that I recall. 18 Q. I might have been confusing you with 19 maybe a previous witness. 20 A. You did not ask me about NOS. 21 Q. What does NOS stand for? 22 A. I do not know. 23 (Discussion off the record.) 24 Q. Have you ever heard of NOS being 25 referred to as not otherwise specified? 0046 1 A. No. 2 Q. Now, your recommendation was that 3 she have a screening colonoscopy and return in 4 how many months was that? 5 A. Seven months. 6 Q. Did she have the colonoscopy done? 7 A. I do not know without reviewing a 8 record. 9 Q. Go ahead. Again, I would like to 10 know whether you see -- 11 A. The record I have is only -- 12 MR. RIEMENSCHNEIDER: I only sent 13 her her records. 14 A. -- this is only my information, my 15 signature. 16 MR. RIEMENSCHNEIDER: If you have a 17 copy of it, it will go quicker. 18 Q. Here is a copy of a page from, it 19 looks to be -- I'll identify it on the record 20 and then I'll hand it to you so you can look at 21 it. 22 But it's a document from the 23 department of gastroenterology and it looks like 24 it's titled internal referral and it's got your 25 name across the top, Patricia Grayson. I'm 0047 1 going to hand this to you. You do have a copy 2 of that? 3 A. That's what I wrote. This is what I 4 wrote. 5 Q. Got it. So this would have been the 6 referral form that you would have filled out to 7 initiate the colonoscopy; is that a fair 8 statement? 9 A. Yes. 10 Q. And if there was a colonoscopy that 11 was performed, you would have expected that you 12 would have received back a copy of the 13 colonoscopy, correct, or the interpretation of 14 the colonoscopy? 15 A. Yes. 16 Q. Okay. Now, on November 5, did you 17 order any other tests to be performed other than 18 the blood work and the colonoscopy for Lillian? 19 A. No. 20 Q. Again, had you ordered any other 21 tests on November 5, the standard practice would 22 be for the results of those test to come back to 23 you; correct? 24 A. Yes. 25 Q. And then for you to be aware of the 0048 1 results and either to act upon them as the 2 physician or to refer the patient as necessary 3 for further evaluation; true? 4 A. Yes. 5 Q. That would be the standard of care; 6 true? 7 A. Yes. 8 Q. I'm going to show you a copy of an 9 ultrasound that was ordered on November 5, 2004. 10 Do you see the name of the ordering physician on 11 that form? 12 A. Yes. 13 Q. And whose name is that? 14 A. My name. 15 Q. In order for Lillian to have had an 16 ultrasound, you needed to order that ultrasound; 17 correct? 18 A. No. 19 Q. Can you explain to me why your name 20 is on that form as the ordering physician? 21 A. I don't know why my name is on this 22 form. 23 Q. Can we agree that if that 24 ultrasound, which reflects that you were the 25 ordering physician, that under normal practice 0049 1 at Kaiser that a copy of that, the results of 2 that ultrasound would be sent to you as the 3 ordering physician? 4 A. I don't know. 5 Q. Didn't you tell me a moment ago that 6 if you order a test, whether it be lab work or a 7 diagnostic study, that the report comes back to 8 you and either you need to act upon it or to 9 take a look at it and to refer the patient for 10 evaluation if it's outside your area of 11 expertise? 12 A. If you were the one ordering the 13 tests. I did not order this test. 14 Q. So what you are telling me is that 15 where it says ordering physician on that form, 16 that is an error? 17 A. Yes. 18 Q. Can you tell me if you didn't order 19 it who ordered it? 20 A. I do not know. 21 Q. Do you know whether a nurse 22 practitioner can order an ultrasound without a 23 physician filling out the requisition? 24 A. That I do not know. 25 Q. Okay. So your testimony is that 0050 1 while that document that I just handed to you 2 has your name as the ordering physician, you 3 have no knowledge of ordering that? 4 A. I did not order this test. 5 Q. Okay. And as to who ordered it, you 6 don't know? 7 A. I do not know. 8 Q. Can we agree that whoever ordered 9 that test result, it should have been sent to 10 that person? 11 A. It depends on who ordered it. I do 12 not know who ordered it. 13 Q. Okay. But listen to my question 14 again. Whoever ordered that test result, if 15 it's within the Kaiser System, can we agree that 16 whoever that person was that ordered it should 17 have been sent a copy of the result? 18 A. Yes. 19 Q. And the reason that it should have 20 been sent to the person that ordered it is that 21 it's important for the person that ordered the 22 test result to have the information to take 23 whatever action may be necessary; is that a fair 24 statement? 25 A. Could you repeat the question? 0051 1 (Record read.) 2 A. Yes. 3 Q. And can we agree that this report 4 has across the top of it abnormal? 5 A. Yes. 6 Q. And do you have any knowledge as to 7 why that report is referenced to be abnormal? 8 A. Because the radiologist who 9 interpreted this report stated that this is what 10 he wanted to have typed on the report. 11 Q. Are you able to tell me as an 12 internal medicine doctor -- are you able to tell 13 me what is abnormal as it relates to the 14 findings on that radiology report? 15 A. As stated on the impression, this is 16 what the radiologist stated as being abnormal. 17 Q. What part of it is abnormal? 18 A. Enlarged bulky uterus is noticed, 19 measuring -- and gives the measurement. A large 20 fibroid is noticed upon the posterior 21 myometrium -- gives the measurement. 22 Endometrium deviated anteriorly by large 23 fibroid. Endometrium is prominent, and then it 24 gives the measurements. 25 Q. Did you have a question about that? 0052 1 A. I want to know if I can ask my 2 counselor something. 3 MR. RIEMENSCHNEIDER: We can take a 4 break. 5 THE WITNESS: Can I take this? 6 MR. MISHKIND: Sure, you can. 7 (Discussion off the record.) 8 Q. All set? 9 A. Yes. 10 Q. Doctor, we took a break so that you 11 could talk to counsel. Was there anything that 12 you wanted to clarify relative to this report? 13 Because I want to be entirely fair 14 to you so when we look back at this deposition 15 when this matter goes to trial, there is no 16 question that I've been anything other than fair 17 to you. 18 A. Fair. 19 Q. So going back to the report again, 20 it's your testimony that you didn't order the 21 test; correct? 22 A. I did not order the test. 23 Q. You don't know who ordered the test? 24 A. I do not know who ordered the test. 25 Q. And whoever it is that ordered the 0053 1 test should have received the results of the 2 test; correct? 3 A. Yes. 4 Q. Where it indicates that the 5 endometrium is deviating anteriorly, do you know 6 the significance, if any, to that statement? 7 A. No. 8 Q. In terms of the endometrium being 9 prominent and measuring .9 centimeters, do you 10 know the significance of that, if any? 11 A. No. 12 Q. Is there a system or was there a 13 system in effect at Kaiser back in 2004 for you 14 as the primary care physician for this patient 15 to be made aware of tests that had been ordered 16 by you that for whatever reason were not 17 performed on a patient? 18 A. For some, handwritten papers would 19 possibly have come back. As a no show, the 20 patient cancelled, yes. Some. 21 Q. Because I know that looking through 22 the encounter notes in terms of telephone calls 23 and things of that nature, there is a lot of 24 tracking through the Kaiser System, both with 25 regard to scheduling of appointments and then 0054 1 also communication by a member to Kaiser, to a 2 help line or to a nurse or to try to reach a 3 physician in between appointments, there is a 4 real good system on encounter notes. 5 And specifically, what I'm getting 6 at is, with regard to the colonoscopy, if, in 7 fact, the colonoscopy was not performed on the 8 patient, what mechanism would be in place for 9 you as the ordering physician to be notified 10 that your patient who had a requisition filled 11 out to have a colonoscopy did not in fact have 12 the colonoscopy? 13 A. It's likely that the requisition 14 would have been returned, written as a no show, 15 patient cancelled. 16 Q. That would be the standard and 17 customary practice? 18 A. I would not say standard. 19 Q. Would that be the usual practice? 20 A. I would say that likely it was the 21 usual practice. I have received handwritten 22 requisitions returned to me saying the patient 23 cancelled or no showed. 24 Q. In this particular case, as you look 25 at the documents that you have available, do you 0055 1 have any explanation for whether the patient had 2 a colonoscopy or not? 3 A. From the documents I have, I don't 4 know whether a colonoscopy was done. 5 Q. Is there any indication that there 6 was any communication back to you as the primary 7 care physician indicating that the patient was a 8 no show or it was cancelled or anything that 9 would give you an ability to tell me what 10 ultimately happened with that colonoscopy? 11 A. It may be in the entire record, but 12 I don't have the entire record. 13 Q. Okay. Based upon the information 14 you have there, there is just no way for you to 15 tell me whether she had it -- you can't tell me 16 whether she had the colonoscopy; true? 17 A. I can't tell from the records that I 18 have here. These are only partial of the chart. 19 Q. We know you ultimately saw the 20 patient again? 21 A. Yes. 22 Q. Now, when you saw the patient again, 23 would that have been in July of '05? 24 A. Yes. 25 Q. And in between that period of 0056 1 time -- strike that. Would that appointment in 2 July have been -- strike that again. 3 When you had seen her last on 4 November 5, 2004 and said to return in seven 5 months, would she have walked out and scheduled 6 an appointment with a medical assistant or a 7 secretary at that point? 8 A. No. 9 Q. Tell me how the scheduling process 10 would take place when you would put down an RTC, 11 seven months? 12 A. A reminder would be put in the 13 computer for an informational letter, paper to 14 be sent to the patient stating that, please call 15 for an appointment with doctor, whoever it may 16 be, at such-and-such a time. 17 Q. So if the system was working -- I 18 see you counting using your fingers -- if the 19 system was working back in 2004 at Kaiser, a 20 letter would have been generated to Lillian 21 sometime in, would it be May? 22 A. I would say two months ahead, maybe, 23 at least two months ahead, because the scheduled 24 books are usually two months in advance. 25 Q. But the anticipated appointment 0057 1 would be for some time at or around the early 2 part of May to come back, because of it being 3 November '04? 4 A. No. It said seven months, so if you 5 count up seven months, December, January, 6 February, March, April, May, June. 7 Q. Okay. So I guess I should have used 8 my fingers. 9 A. That's why I was using my fingers. 10 Q. Okay. That's why I became a lawyer 11 rather than a mathematician. 12 So sometime in June, before June, 13 she would have received notification to schedule 14 an appointment for sometime -- 15 A. It would have been two months 16 before. 17 Q. So is it fair to say in April or 18 thereabouts, she would have received a 19 notification about scheduling an appointment for 20 June? 21 A. Not necessarily so, because I have 22 written seven months, but I am not positive 23 about the computer, whether it would send out 24 letters at seven months as opposed to even 25 numbers: Two months, four months, six months, 0058 1 eight months, 12 months. 2 And the patient would be verbally 3 told. I would tell the patient I would like to 4 see you back within this time frame and it 5 depends on when the patient would call. If the 6 book was open, you may miss it by -- you may 7 want June and the book is open in July. You 8 could've missed it by one day and the next 9 month's book is opened up. 10 Q. Do you find it reasonable for her in 11 terms of returning to you, the department of 12 internal medicine, that she came to see you on 13 July 13, 2005? 14 A. Do I find it reasonable? 15 Q. Was that reasonable in relationship 16 to the seven month return? 17 A. That was right almost exact. 18 Q. Okay. Now, your follow-up, was it 19 to check on the status of her hypertension? 20 A. Yes. 21 Q. Was the return to check on anything 22 else besides the hypertension? 23 A. No. 24 Q. Now, when you saw her in July, you 25 would have had the problem list along the 0059 1 left-hand side that had more items on it than 2 the last time you saw her; correct? 3 A. If I had gone back to my previous 4 note and noted that there were some additions, 5 but by looking at it, the way it was, you would 6 not know that new additions had been put on 7 unless you could have something to compare it 8 with. 9 Q. Sure. If there are times where you 10 want to have information to make sure that the 11 patient has good coordination of her health 12 care, being that she is being seen in the GYN 13 department, you know that you had referred her 14 for a colonoscopy to the GI department, you 15 would have access, would you not, to information 16 on the computer? 17 A. I don't recall what actually would 18 have been on the computer at the time. We were 19 handwriting notes at that time. 20 Q. Okay. So that if that is the case, 21 then on July 13, 2005, the physical chart for 22 the patient would have been available to you, 23 would it not? 24 A. Could have been, but sometimes not. 25 Q. Okay. In this case, can you say to 0060 1 me that when you saw her on July 13, 2005, that 2 her physical chart that would have contained 3 information from your last visit back in 4 November and any additional test results or 5 office visits, that they would not have been 6 included in the chart? 7 A. No, I'm not saying they would not 8 have been included. What I'm saying is I cannot 9 say that I physically had the entire -- had the 10 chart. When I say entire, the chart. As 11 opposed to the chart, if it could have been in 12 another department or another building. 13 Everything is included in the chart, but I may 14 not have had the chart. 15 Q. If things are operating in the usual 16 and normal course of things when a patient such 17 as Lillian Dailey sees you on July 13, 2005, 18 unless her chart was unavailable or in a 19 different department, you would have had her 20 chart that would have included notes for any 21 visits in June of '05, May of '05, perhaps April 22 of '05 or whatever visits had preceded this July 23 13th visit since you last saw her back in 24 November; is that a fair statement? 25 A. Yes. 0061 1 Q. Okay. And so that if there was 2 reason for you as a reasonable and prudent 3 physician to check and see what the results were 4 of the gastroenterology, the colonoscopy, or any 5 other test results and you needed to see that 6 information, if the full chart was there, it 7 would have been physically there for you to 8 review; true? 9 A. Yes. 10 Q. Okay. Tell me about that visit in 11 terms of what you marked down. I can see it 12 says vital signs stable. This is now July 13, 13 2005. 14 A. Vital signs stable. BP stable. 15 Strong family history of diabetes. Chest clear. 16 Cardiac, normal S1S2. Lab to our GTT, 17 hemoglobin A1C, lytes, calcium. RTC after 18 testing. My name, and the diagnosis, HTN. 19 Q. Now, so you wanted to have some 20 additional blood work done? 21 A. Yes. It was ordered. 22 Q. You must have been concerned for 23 your patient on that office visit given the fact 24 that there is some reference to a possible 25 malignant neoplasm from a mammogram; is that a 0062 1 fair statement? 2 A. No. 3 Q. Certainly had you looked on the left 4 side of the page, you would have been aware that 5 there was some screening being done for a 6 possible malignant neoplasm; correct? 7 A. It's just the wording there. Other 8 screening. In fact, it's written three times. 9 Wait a minute. Wait a minute; one, two, three, 10 four. 11 Other screening mammogram for 12 malignant neoplasm. That may be just the 13 standard information that is for a screening 14 mammogram. 15 Q. What about menstrual disorder not 16 otherwise specified or excessive menstruation, 17 those were notes that would have been new since 18 you saw her back in November of 2004. Would you 19 likely have had some discussion with the patient 20 about the status of these conditions? 21 A. No. 22 Q. And is that because you're assuming 23 that those issues are being taken care of by 24 others in the Kaiser System? 25 A. I did not list it as a diagnosis. 0063 1 Q. If you had the entire chart and took 2 some time to look back at your last office 3 visit, you would have very quickly been aware of 4 the fact that the patient was continuing to have 5 abnormal uterine bleeding since you had last 6 seen her back in November of 2004; correct? 7 A. Are you speaking of my last office 8 visit? 9 Q. Right. Between November of 2004 and 10 July 13, 2005. 11 A. Can you repeat that? 12 (Record read.) 13 A. No. 14 Q. Why do you say that? 15 A. You say if I looked back at my last 16 office visit. 17 Q. Your last office visit would have 18 been in November of 2004; correct? 19 A. Correct. 20 Q. And then in between that she had had 21 an office visit in May of 2005 where she was 22 seen with a history of uterine bleeding and then 23 she was seen in June of 2005 with uterine 24 bleeding, and then you saw her in July of 2005. 25 A. If I had seen those, if I had seen 0064 1 that particular paperwork. 2 Q. Okay. And if the chart was 3 organized and everything was together as it 4 customarily is, that information would have been 5 available to you if you had looked back a page 6 or two before your July 13th note; correct? 7 A. Yes. 8 Q. Is it fair to say that you didn't 9 look back at the notes for June and May? 10 MR. RIEMENSCHNEIDER: Objection. Go 11 ahead. 12 A. Yes. 13 Q. Because had you looked back at those 14 notes for June or May, you would have had some 15 discussion with the patient as to what was going 16 on with her abnormal uterine bleeding; true? 17 A. No. 18 Q. What would you have done had you 19 been aware of the fact that this patient who is 20 55 years old is having abnormal uterine bleeding 21 on a daily basis? 22 A. I would not have discussed it with 23 the patient. If I had seen the notes, and as 24 you are saying she had two visits to GYN, then I 25 would have known that she had been evaluated and 0065 1 had been seen in the gynecological department. 2 Q. And you would have assumed that 3 everything was being taken care of 4 appropriately; is that a fair statement? You 5 can't look to Dirk to answer questions. 6 A. Can I ask him a question? 7 MR. RIEMENSCHNEIDER: You can ask me 8 a question. 9 A. My question is about assume. Are 10 you allowed legally to use that terminology, 11 assume? 12 Q. Doctor, if you don't understand my 13 question -- 14 MR. RIEMENSCHNEIDER: If you don't 15 understand the question, just say you don't know 16 and that you can't assume anything. 17 A. I can't assume anything. 18 Q. Doctor, in May of 2005, there was 19 another ultrasound done, and I presume that it's 20 your testimony that you had nothing to do with 21 ordering that ultrasound? 22 A. I did not order the ultrasound. 23 Q. And would you expect that when you 24 saw Lillian in July of 2005 that the chart would 25 have had a copy of the November 2004 ultrasound? 0066 1 A. Yes. 2 Q. And would have also had a copy of 3 the May 20, 2005 ultrasound, as well? 4 A. Yes. 5 Q. Okay. And the May 20 -- I'm reading 6 it upside down -- the May 20, 2005 ultrasound 7 was ordered by Dr. Verghese. Do you see that? 8 A. I see that it is typed ordered by. 9 I don't know who ordered it. 10 Q. All right. When a radiologist does 11 an ultrasound on a patient, isn't the standard 12 practice to designate who it is that had ordered 13 the test? 14 MR. RIEMENSCHNEIDER: Objection. 15 That's way outside of her -- 16 A. I don't know what the standard of 17 practice is for a radiologist. I'm not a 18 radiologist. 19 Q. When you order tests -- and you have 20 been ordering tests throughout your career, 21 x-rays. You talked about treating patients for 22 back pain -- you know that you as the ordering 23 physician get a copy of that result; correct? 24 A. Yes. 25 Q. And you also know that reports have 0067 1 certain information on them in terms of 2 pertinent clinical data; correct? 3 A. Yes. 4 Q. And you also know, do you not, that 5 the reports reflect who ordered the test, 6 whether it be an x-ray, an ultrasound; that 7 there is an ordering physician's name that's 8 designated on radiology reports? 9 A. There is an ordering name typed on 10 the report. 11 Q. And do you know why it's important 12 to have the name of the physician that ordered 13 the test on that report? 14 A. So the physician ordering the report 15 can get the report delivered to them. 16 Q. Good. So on July 13, 2005, other 17 than lab work, did you order any other test to 18 be performed? 19 A. No. 20 Q. It looks like you saw Lillian next 21 on September 30, 2005. 22 A. Yes. 23 Q. And tell me about that visit. What 24 was the reason for that? 25 A. A follow-up, DM, diabetes mellitis. 0068 1 Q. RBS stands for what? 2 A. Random blood sugar. 3 Q. That says opposed to a fasting? 4 A. Fasting. 5 Q. Okay. Was her random blood sugar of 6 177 of any significant concern to you given her 7 prior blood sugars? 8 A. No. 9 Q. And shoes and socks off, were you 10 looking to see if there were any diabetic 11 peripheral issues? 12 A. Yes. 13 Q. And do your notes indicate whether 14 or not there was any skin breakdown or any 15 problems? 16 A. No. 17 Q. They don't indicate one way or 18 another? 19 A. No. 20 Q. Her body mass index was 38.6, her 21 BMI? 22 A. Yes, 38.6. 23 Q. Of what concern did you have as it 24 related to her physical well-being on that date 25 in light of the status of her blood sugar and 0069 1 her body weight? 2 A. She was overweight. 3 Q. Was her body mass index getting 4 higher, lower, staying the same? 5 A. I would have to compare with the 6 past, the past records. 7 Q. On this particular visit, doctor, 8 you talked about a 1800 calorie per day diet. 9 I'm not sure, and you may have, but I don't 10 recall you indicating a particular caloric diet 11 before. 12 Did you have a heightened degree of 13 concern about the status of her weight on that 14 visit? 15 A. No. 16 Q. Do you remember anything about this 17 office visit outside of the record? 18 A. No. 19 Q. Now, I think on this visit -- and if 20 the records reflect otherwise, I certainly 21 apologize -- but it looks like this visit is the 22 first time that you reference morbid obesity. 23 And morbid obesity is a medical term, is it not? 24 A. I did not reference morbid obesity. 25 Q. Who would have put that in there? 0070 1 A. I don't know. 2 Q. That shouldn't be put in there 3 unless it's accurate, should it? 4 A. Nothing should be put in unless it 5 is accurate, ideally. 6 Q. Is that inaccurate as to her being 7 morbidly obese? 8 A. By definition at 38, yes, this would 9 put, to my recollection -- I'm not positive 10 whether this would be in the category of morbid 11 obesity as opposed to obesity. 12 Q. Is morbid obesity of more clinical 13 concern to you as an internist in a patient such 14 as Lillian than obesity that is not morbid? 15 A. Morbid obesity would be a concern to 16 any patient. 17 Q. May I assume on the September 30th, 18 2005 date that you did not have any discussion 19 with Lillian relative to the issues of her 20 ongoing abnormal uterine bleeding? 21 A. I did not have any discussion. 22 Q. And whether you looked back to see 23 what was going on with treatment by others, it's 24 impossible for you to say whether you did or 25 didn't based upon this note; correct? 0071 1 A. Yes. 2 Q. Nothing preventing you if the chart 3 was there and been complete for you to have 4 looked back to see what was going on; true? 5 A. No. 6 Q. That's an accurate statement? 7 A. No. You say there was nothing 8 preventing me? 9 Q. Correct. 10 A. Yes. There could have been 11 something preventing me. 12 Q. Such as? 13 A. Such as involvement with the issues 14 at hand, which were her diabetes, and discussion 15 and time constraints. 16 Q. Are you limited in terms of how much 17 time you can spend with a patient on any given 18 visit? 19 A. We have appointments scheduled, but 20 no one says that if a patient needs to have more 21 time that you cannot take the time with the 22 patient. 23 Q. Do you recall the September visit, 24 the July visit, the November the previous year 25 visit, whether or not Lillian was accompanied by 0072 1 anyone during -- 2 A. I never saw anyone accompany her. 3 Q. Are you telling me, therefore, that 4 there was no one in the examining room or -- 5 A. There was no one in the examining -- 6 you mean accompanying into the room or 7 accompanying into Kaiser? 8 Q. Into the examining room. 9 A. I'm sorry, when someone says 10 accompany, we have people who drive -- you know, 11 I'm thinking medically. You know, we have 12 people on the bus, people who have the cab 13 waiting for them, the RTA. 14 So when you said accompany, I 15 thought you meant accompanying her physically 16 into just the office building not into the 17 examination room. 18 No, no one was in the examination 19 room. 20 Q. Whether she was accompanied with 21 someone to the lobby, she may or may not have, 22 you just don't know one way or another? 23 A. That I do not know. There was no 24 one in the examination room. 25 Q. Okay. Let's move forward. The next 0073 1 office visit that you had with her would have 2 been in -- tell me, was that December? 3 A. I have 10-25-05. 4 Q. What was the reason for that visit? 5 A. Abdominal pain. 6 Q. That's interesting. This note has, 7 it says Cleveland Heights "A" care team, 8 internal medicine. The other notes have your 9 name on it. 10 A. Yes. 11 Q. Can you tell me why it says 12 Cleveland Heights "A" care team, internal 13 medicine? 14 A. At that point in time the department 15 of internal medicine Cleveland Heights had two 16 care teams; care team A and care team B. The 17 section of the building that I'm in was 18 designated as care team A. The next section 19 down was designated as care team B. The care 20 team is a group of providers who take call-in 21 patients on that day. 22 The patient will call in requesting 23 an appointment and if their physician, their PCP 24 is not available, they are offered an 25 appointment on, quote, what is called the care 0074 1 team. We all have to take turns working on the 2 care team. On that particular day I was on the 3 care team A, my section. 4 Q. So this was not a regularly 5 scheduled appointment? 6 A. No. 7 Q. But she was fortunate enough that 8 her primary care physician, you, happened to be 9 available to see her? Fair statement? 10 A. Thank you for the terminology, 11 fortunate, yes. 12 Q. Tell me, just so I don't miss what 13 you have written there, can you tell me what 14 your findings were or what you described, other 15 than vital signs? 16 A. Do you want me to read the note? 17 Q. Please. 18 A. Patient with diffuse lower abdominal 19 pain had back pain four days ago. Had been on 20 antibiotic for UTI. No nausea or vomiting but 21 feels constipation. Had -- 22 Q. Maybe hard? 23 A. No, no. I think that's had BM and 24 pain persists. No discharge, no blood noted in 25 stool. Took Pepto Bismol. Over. Then it's the 0075 1 clinical. 2 Q. Continue, please. 3 A. Continue. T, 99.5. Chest clear. 4 Cardiac normal S1S2. Abdomen soft. Sounds 5 present. The insignia means without. It's like 6 an O with a line across the top. Without 7 palpable masses. Diffuse tenderness. Rectal, 8 stool dark. Guaiac negative. Parenthesis, took 9 Pepto Bismol. To ER for additional evaluation 10 and treatment. Husband will drive her. Report 11 called. Diagnosis, abdominal pain. My 12 signature and then the nurse's signature after 13 that. 14 Q. Okay. On that particular date, what 15 was within your differential as to the cause or 16 potential causes for her abdominal pain? 17 A. I was not sure why she was having 18 it, that's why I referred her immediately to the 19 ER for additional evaluation. 20 Q. Did you have a differential as to 21 potential causes for the abdominal pain? Even 22 though you were referring her for testing, did 23 you have a differential in mind? 24 A. Possible diverticulitis. 25 Q. What else would have been within 0076 1 your differential? 2 A. At that time or are you asking me 3 what would be in a differential now? 4 Q. No. At that time, looking at it 5 with all of the information that you would have 6 had at hand and available to you on October 25, 7 2005, what would have been within your 8 differential? 9 A. At that point in time, I would say 10 diverticulitis. 11 Q. Nothing else in the differential? 12 A. No, not at that point in time. 13 Q. So you referred her to the ER for -- 14 what testing was it that you wanted? 15 A. No, just additional. No, I just say 16 additional. 17 Q. Evaluation? 18 A. Additional evaluation and treatment. 19 Q. You didn't specify what that 20 additional evaluation would include, did you? 21 A. No, because I cannot tell another 22 physician what to do. 23 Q. Would you have had any communication 24 with -- the doctor's name is escaping me -- 25 Dr. Celestina? 0077 1 A. I don't recall who I spoke to. 2 However, I did speak with someone, because as I 3 noted, I called the report. 4 Q. You called the report to the 5 emergency room? 6 A. I called the report to the emergency 7 room; however, it is customary that the report 8 is given from physician to physician. 9 Q. Okay. And then it would be 10 customary that whatever results were obtained 11 from the emergency room would then be 12 communicated back to you; correct? 13 A. No. 14 Q. Why not? 15 A. Do you mean verbally communicated 16 back to me? 17 Q. Either one. Verbally and/or a 18 written report. 19 A. A general written report would be in 20 the chart. 21 Q. Okay. Now, the patient had a CAT 22 scan of her pelvis with contrast; correct? 23 A. I don't know. 24 Q. If there were abnormal findings on 25 the CAT scan that was done in the emergency room 0078 1 by Dr. Celestina in the usual and ordinary 2 course of business, should those results be 3 reported back to you or to another physician? 4 A. It depends on what name was on the 5 report. 6 Q. Well, weren't you the one that was 7 the requesting -- 8 A. I requested the patient to be seen 9 in the emergency room. My request was for the 10 patient to be seen there. I do not know unless 11 I actually saw the report whose name is on the 12 report. 13 Q. Okay. Well, on that particular day, 14 being the A team, you would expect that the 15 report would come back to either you, because 16 she was fortunate enough to see you, or to the A 17 team? 18 A. No. 19 Q. Well -- 20 A. The A team is not a person. 21 Q. The department that had got the 22 evaluation, according to the record that I have, 23 was internal medicine and the emergency room 24 doctor -- you know Dr. Celestina, don't you? 25 A. I don't know him personally. I have 0079 1 never seen him. 2 Q. Really? 3 A. That's the truth. 4 Q. I believe you. 5 A. I have never seen him. If I have 6 seen him, I don't know the name with the face. 7 Q. Here is what I'm getting at. I'm 8 sorry, in the CAT scan of the pelvis that was 9 done on October 25, 2005, based upon your 10 telling Lillian to go to the emergency room, the 11 CAT scan of the pelvis reflected in terms of the 12 impression a primary endometrial neoplasm or 13 sarcoma is in the differential. There were also 14 other things in terms of severely enlarged and 15 dissented uterus with multiple regions of low 16 attenuation, but there is a reference in this CT 17 of endometrial neoplasm/sarcoma being within the 18 differential. 19 Was that information communicated to 20 you at any time after she went to the emergency 21 room? 22 A. Not that I recall. 23 Q. Would you expect that under normal 24 circumstances that kind of information should be 25 reported back to you as the physician that had 0080 1 requested the emergency room evaluation? 2 MR. RIEMENSCHNEIDER: Objection. 3 A. No. 4 Q. Why? 5 A. Because I don't know whose name was 6 on the report. If it was ordered by one 7 physician, without seeing the report, I don't 8 know. As we went through before where it says 9 ordered by, I don't know if the patient went to 10 the ER, what typed name was on the report. If 11 it was ordered by an emergency room physician, I 12 don't know if that name is typed on there, my 13 name as having sent her, I don't know, unless I 14 can see the report. 15 Q. I'm not holding it back from you, 16 believe me. I'll be more than happy to show it 17 to you. I just want to be clear in terms of the 18 chronology that the patient was directed to go 19 to the emergency room by you; correct? 20 A. Yes. 21 Q. After October 25, it looks like you 22 saw -- well, tell me when did you see her after 23 October 25? 24 A. December 30, '05. 25 Q. And that was for a pre-op 0081 1 evaluation? 2 A. No. Diabetes checkup before 3 surgery. 4 Q. So between October 25 and over the 5 next basically two months, you didn't see the 6 patient; correct? 7 A. No. 8 Q. Tell me about that December 30, 2005 9 visit, please. 10 A. The reason for the visit was 11 diabetes checkup before surgery. Glucose was 12 101, her blood pressure 120 over 70. Vital 13 signs were stable. Diabetes stable on diet 14 alone. Patient scheduled for hysterectomy next 15 week. Fibroids and still painful. Chest clear, 16 cardiac normal S1S2. Abdomen soft, tender and 17 continued ADA diet and fluids. And diagnosis 18 for diabetes and hypertension. Follow up after 19 surgery. 20 Q. Did you know the reason that she was 21 undergoing a hysterectomy? 22 A. No. Outside of fibroids. Fibroids, 23 that is the reason. Because in my note I have 24 patient scheduled for hysterectomy next week and 25 I have fibroids written down. 0082 1 Q. Do you know how long as of December 2 of 2005 the records reflect that she had had 3 abnormal uterine bleeding? 4 A. No. 5 Q. After her surgery it looks like 6 there was a telephone call that she had a hard 7 stool, huge hard stool. 8 MR. RIEMENSCHNEIDER: What date are 9 you looking at? 10 MR. MISHKIND: January 23. 11 Q. I'm not sure whether that call was 12 directed to you or not. 13 MR. MISHKIND: Do you have that, 14 Dirk? 15 Q. The reason I reference it, it has 16 your name on it. I don't know whether that call 17 was directed to you for action or not. 18 As you are looking at it, I will 19 correct myself. I think Celestina was the 20 emergency room doctor on the 25th of January. I 21 think it was a different doctor from the 22 emergency room on the previous date. 23 (Discussion off the record.) 24 Q. You are reading over the telephone 25 encounters 0083 1 A. No. Do you want me to look at the 2 first one? 3 Q. I guess I'm trying to figure out -- 4 I know sometimes it's difficult to put the 5 telephone encounters together, but were you the 6 one that had handled the call? 7 I know she had hard stool and I know 8 that you saw her in the office, it looks like, 9 on January 24, 2006, it looks like the next day 10 for follow-up after her surgery. I'm just 11 trying to figure out whether or not that 12 telephone call concerning the hard stool was 13 directed to you or not. 14 A. Okay. Can you read to me the part 15 where -- okay. The first one. It says up there 16 message sender. Where it says 2:15 in the 17 morning? 18 Q. Yes. 19 A. That was entered to the chart. 20 Because on the next page it has specifically 21 route to and my name. The next page, 1:38 p.m. 22 on the 11th. But that was an earlier. That was 23 1-11-06. 24 Q. I think you might be confusing 25 yourself. 0084 1 A. Wait a minute. You are asking me 2 about this one? 3 MR. RIEMENSCHNEIDER: He just wants 4 to know, can you tell from here if you are the 5 one they called in. 6 A. No, because it says route to NT END. 7 That's not my name there. 8 Q. What Mr. Riemenschneider provided 9 you were a number of telephone encounters which 10 may have caused you confusion. I was just 11 referring to the one on January 23, '06 and that 12 was it. 13 MR. RIEMENSCHNEIDER: It's stapled. 14 I only wanted you to look at January 23rd. It's 15 hard to tell. It was 1-11-06. 16 A. But for me to answer the question, I 17 made additional -- you gave me the whole paper 18 so I looked at all of them. 19 Q. I didn't. The record should reflect 20 Mr. Riemenschneider did. 21 But what you did was, in order to 22 answer my question about the January 23rd, you 23 looked at the entries before January 23rd; 24 correct? 25 A. I looked at -- yes, I thought you 0085 1 wanted me to look through the whole pile here. 2 Q. Let's move on. 3 A. Okay. Can she read back the 4 question? I don't know if I answered the 5 question. 6 Q. You did sufficiently enough. 7 MR. RIEMENSCHNEIDER: Listen to his 8 question. 9 THE WITNESS: I'm listening. 10 Q. I want you to know we are on the 11 home stretch and coming to the finish line -- 12 not to use the Kentucky derby phrase, but I want 13 to let you know. 14 Let's talk about the last visit you 15 had which was January 24, 2006. You saw her, 16 according to the note, and the reason for that 17 visit was diabetes? 18 A. Yes. 19 Q. And if you would, please, her random 20 blood sugar was 227? 21 A. 227. 22 Q. And you had shoes and socks off 23 again to look for whether or not there was any 24 skin breakdown or diabetic neuropathy or 25 diabetic ulcers? 0086 1 A. Yes. 2 Q. And tell me what your notes show 3 under your physical exam, please. 4 A. Swelling right leg. Do you want me 5 to read the entire -- 6 Q. Yes. 7 A. Because the other part is not 8 physical, it's a statement. 9 Q. It says patient status post -- 10 A. You want me to start from there? 11 Q. Yes, please. 12 A. Same as before. Vital signs stable. 13 Patient status postsurgery at CCF for GYN 14 malignancy. 15 MR. RIEMENSCHNEIDER: Having less. 16 A. Having less pain. Home glucometer 17 checks in range. Appetite not good. Has lost 18 weight. Swelling right leg. Negative 19 ultrasound for DVT last week. Stat ultrasound 20 today. Again negative for DVT. Over. 21 Leg warm, dry. Gait stable. 22 Continued diuretic. Lab, CBC, lytes, BUN, 23 creatinine, glucose, A1C, lipid, liver, thyroid. 24 Continue meds. Diagnoses DM, diabetes mellitus, 25 hypertension. Return one month. My signature. 0087 1 Q. In light of the negative ultrasound, 2 did you have an opinion then as to what most 3 likely was causing the swelling in her leg? 4 A. Possible pressure from lymph nodes. 5 Q. Is this a manifestation of the 6 metastatic disease? 7 A. I would not have known about the 8 disease and what had occurred. 9 Q. Well, you knew she had a GYN 10 malignancy? 11 A. Yes. 12 Q. What would cause the swelling of the 13 lymph nodes in a patient such as this with a 14 negative ultrasound? 15 A. Having a malignancy. 16 Q. That's what I was getting at. 17 Doctor, is the 24th of January the last time you 18 saw her? 19 A. Yes. 20 Q. How did you learn of your patient's 21 death? 22 A. I was called at home. 23 Q. Who called you? 24 A. I don't recall who made the call. 25 Q. Was it a family member or someone 0088 1 from Kaiser? 2 A. No, no. I don't recall. It was 3 definitely not a family member because a family 4 member wouldn't have access to home telephones. 5 Q. What were you told? 6 A. I was told that the patient had an 7 episode at home, had a seizure, syncope, the 8 rescue was called and she was taken to the 9 emergency room. 10 Q. And we know that that emergency room 11 was Dr. Celestina as opposed to the previous 12 one, and again, I stand corrected on that. 13 Do you remember talking to the 14 emergency room doctor relative to your patient? 15 A. No. I don't recall who I spoke to. 16 Q. You mean this telephone call? 17 A. Yes. 18 Q. Okay. You don't know whether this 19 was the emergency room calling to tell you that 20 your patient had or someone from the emergency 21 room calling to tell you that your patient had 22 collapsed, had an episode of syncope, or was 23 someone else from Kaiser calling you? 24 A. I don't recall who gave me the 25 history and the information that Mrs. Dailey had 0089 1 passed. 2 Q. After obtaining that information, 3 whether it was from the emergency room or 4 someone else from Kaiser, did you have any 5 further communication with anyone from Kaiser 6 about the events leading up to her death? 7 A. No. 8 Q. Did you ever talk to Dr. Green or 9 Dr. Stuffer or anyone else that was involved in 10 the GYN care of Lillian after she passed to get 11 a better sense of what caused this to happen? 12 A. No. 13 Q. I take it you were shocked? 14 A. Yes. Yes, shocked and saddened. 15 Q. Did you consider Lillian, 16 parenthetically, in light of how long she had 17 been your patient, to also be your friend? 18 MR. RIEMENSCHNEIDER: Objection. Go 19 ahead. 20 A. What is your definition of a friend? 21 Q. Well, that could take me a long time 22 and we haven't known each other long enough for 23 me to tell you my full definition, but kidding 24 aside, let me rephrase that, okay? 25 Did you have the kind of 0090 1 relationship with Lillian that not only did you 2 feel badly when you heard about this, but that 3 you would want to extend your condolences to the 4 family? 5 A. It is my policy to extend 6 condolences to the family of one of my patients 7 that has passed. It was then and has remained 8 my policy. 9 What I try to do is to call to the 10 home number to see if I can speak with someone 11 who answers the phone and in many cases there is 12 an answering machine there and I do leave my 13 name and express my condolences in hopes that it 14 will be received when someone listens to the 15 answering machine. 16 Q. Is there any indication in the chart 17 or any notes anywhere that you did that in 18 Lillian's case? 19 A. From my notes, no. 20 Q. Do you specifically and 21 independently recall making a telephone call to 22 the Dailey household after learning of her 23 demise? 24 A. I cannot say that I definitely 25 recall; however, I will state again, it is my 0091 1 policy back then and it remains my policy if I 2 am able to. In many cases you cannot get ahold 3 of the family. People, there are many things 4 going on, no answering machine, answering 5 machine is full. 6 Q. Okay. Assuming you did make a call 7 to the family, you don't have a recollection of 8 getting a return call or having any discussion 9 with the family at any time thereafter about the 10 circumstances? 11 A. No. I have not heard anything from 12 the family, no. 13 Q. MR. MISHKIND: Okay, doctor, I said 14 we were coming to the end. We are now at the 15 end. 16 I know there were some questions 17 raised about these ultrasounds, the one that has 18 your name on it and one that doesn't. You have 19 explained to me that you do not remember and in 20 fact take the position that you didn't order the 21 first one. 22 A. I did not order. 23 Q. Okay. 24 A. And I know that I didn't. 25 Q. Okay. And the reason you know that 0092 1 you didn't is why? 2 A. Because of the terminology where it 3 says pertinent clinical data, enlarged bulky 4 uterus. I never examined Mrs. Dailey. I never 5 did a pelvic or GYN procedure at that point in 6 time. No way could I have said enlarged bulky 7 uterus, and it's not my policy to order 8 ultrasounds on a GYN case. This is why we have 9 a very, you know, competent full GYN department 10 to see, examine patients and to order what needs 11 to be done. 12 Q. Okay. Even though we didn't go 13 through each and every visit, we pretty much 14 started with your initial relationship with her 15 and then we went up to 2004. 16 Have I given you an opportunity to 17 explain what you did and what your relationship 18 was like with Lillian throughout this 19 deposition? 20 MR. RIEMENSCHNEIDER: Objection. Go 21 ahead. 22 A. Yes. 23 Q. Have I been fair to you during the 24 course of this deposition? 25 MR. RIEMENSCHNEIDER: Objection. Go 0093 1 ahead. 2 A. It depends on what your definition 3 of fair is. 4 Q. Have I cut you off and not let you 5 explain things? 6 A. No, no. 7 Q. Do you feel as if you have been able 8 to fairly explain to me your relationship and 9 what your involvement was with regard to the 10 care of Lillian Dailey? 11 A. Yes. 12 MR. MISHKIND: Thank you very much. 13 No further questions. 14 MR. RIEMENSCHNEIDER: We will 15 reserve signature. 16 - - - - - 17 (Deposition concluded at 4:32 p.m.) 18 (Signature not waived.) 19 - - - - - 20 21 22 23 24 25 0094 1 AFFIDAVIT 2 I have read the foregoing transcript from 3 page 1 through 93 and note the following 4 corrections: 5 PAGE LINE REQUESTED CHANGE 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 PATRICIA GRAYSON, M.D. 21 Subscribed and sworn to before me this 22 day of , 2008. 23 Notary Public My commission expires . 24 25 0095 1 CERTIFICATE 2 State of Ohio, SS: 3 County of Cuyahoga. 4 I, Vivian L. Gordon, a Notary Public 5 within and for the State of Ohio, duly commissioned and qualified, do hereby certify 6 that the within named PATRICIA GRAYSON, M.D. was by me first duly sworn to testify to the truth, 7 the whole truth and nothing but the truth in the cause aforesaid; that the testimony as above set 8 forth was by me reduced to stenotypy, afterwards transcribed, and that the foregoing is a true 9 and correct transcription of the testimony. 10 I do further certify that this deposition was taken at the time and place specified and 11 was completed without adjournment; that I am not a relative or attorney for either party or 12 otherwise interested in the event of this action. I am not, nor is the court reporting 13 firm with which I am affiliated, under a contract as defined in Civil Rule 28(D). 14 IN WITNESS WHEREOF, I have hereunto set my 15 hand and affixed my seal of office at Cleveland, Ohio, on this 14th day of May, 2008. 16 17 18 19 Vivian L. Gordon, Notary Public Within and for the State of Ohio 20 My commission expires June 8, 2009. 21 22 23 24 25